FREDRIC N. ESHELMAN

Insider Reports History

Location
Wilmington, NC
Signature
/s/ ESHELMAN VENTURES, LLC, By: Fredric N. Eshelman, Name: Fredric N. Eshelman, Title: Managing Member
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by FREDRIC N. ESHELMAN:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Common Stock 25.5M $23.5M $0.92 24 Oct 2022 Indirect
EYENOVIA, INC. Director Common Stock, par value $.0001 1.3M $1.77M $1.36 17 Nov 2021 Direct
EYENOVIA, INC. Director Stock Option (right to buy) 9.65K $58K $6.01 17 Nov 2021 Direct
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Series A Warrants (right to buy) 8.15M 24 Oct 2022 Indirect
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Series B Warrants (right to buy) 8.15M 24 Oct 2022 Indirect
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Warrant (right to buy) 860K 29 Mar 2022 Indirect
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Stock Option (Right to Buy) 97.1K 23 Sep 2022 Direct
Aravive, Inc. Executive Chairman, Director, 10%+ Owner Pre-Funded Warrant (right to buy) 0 01 Apr 2022 Indirect

Insider Reports Filed by FREDRIC N. ESHELMAN

Symbol Company Period Transactions Value $ Form Type Role Filing Time
ARAV Aravive, Inc. 24 Oct 2022 3 $15M 4 Executive Chairman, Director, 10%+ Owner 26 Oct 2022, 17:00
ARAV Aravive, Inc. 23 Sep 2022 1 $0 4 Executive Chairman, Director, 10%+ Owner 26 Sep 2022, 16:07
ARAV Aravive, Inc. 01 Apr 2022 2 $455 4 Executive Chairman of Board, Director, 10%+ Owner 04 Apr 2022, 16:17
ARAV Aravive, Inc. 29 Mar 2022 2 $3.89M 4 Executive Chairman of Board, Director, 10%+ Owner 31 Mar 2022, 16:06
ARAV Aravive, Inc. 03 Jan 2022 1 $10M 4 Executive Chairman of Board, Director, 10%+ Owner 05 Jan 2022, 15:53
EYEN EYENOVIA, INC. 17 Nov 2021 2 $0 4 Director 22 Nov 2021, 08:20
ARAV Aravive, Inc. 10 Sep 2021 1 $0 4 Director, 10%+ Owner 13 Sep 2021, 17:12