Phillip Goldstein - Insider Trading & Ownership

Location
60 Heritage Drive, Pleasantville, NY
Summary
The estimated net worth of Phillip Goldstein is at least $780K dollars as of August 25, 2025. Phillip Goldstein is the Chairman and Secretary, Director of SPECIAL OPPORTUNITIES FUND, INC. and owns shares of SPECIAL OPPORTUNITIES FUND, INC. (SPE) stock worth about $540K. Phillip Goldstein is the Director of SWISS HELVETIA FUND, INC. and owns shares of Total Return Securities Fund (SWZ) stock worth about $103K. Phillip Goldstein is the Director of MEXICO EQUITY & INCOME FUND INC and owns shares of MEXICO EQUITY & INCOME FUND INC (MXE) stock worth about $75.7K. Phillip Goldstein is the 10%+ Owner of MFS INVESTMENT GRADE MUNICIPAL TRUST and owns shares of MFS INVESTMENT GRADE MUNICIPAL TRUST (CXH) stock worth about $59.9K. Phillip Goldstein is the Director of HIGH INCOME SECURITIES FUND and owns shares of HIGH INCOME SECURITIES FUND (PCF) stock worth about $1.01K.
Signature
/s/ Stephanie Darling, as Power of Attorney for Phillip Goldstein
All Insider Reports
All Insider Reports

Ownership of Phillip Goldstein

Symbol Company Relationship Holdings Value Past Year Net Change Change % Report Period
SPE, SPE-PC SPECIAL OPPORTUNITIES FUND, INC. Chairman and Secretary, Director $540K -$48.4K -8.23% Aug 22, 2025
SWZ Total Return Securities Fund Director $103K -$38.3K -27% Jan 17, 2025
MXE MEXICO EQUITY & INCOME FUND INC Director $75.7K Oct 15, 2021
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST 10%+ Owner $59.9K Feb 13, 2024
PCF HIGH INCOME SECURITIES FUND Director $1.01K -$180K -99.4% Feb 24, 2025
DMF BNY MELLON MUNICIPAL INCOME, INC. Director Jun 12, 2024
LRFC Logan Ridge Finance Corp. 10%+ Owner Mar 13, 2025
NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. 10%+ Owner Apr 30, 2021

Insider Transactions Reported by Phillip Goldstein:

Sym Company Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.