| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| AIRO Group Holdings, Inc. | Executive Chairman, Director, 10%+ Owner | Common Stock | 3.65M | $70.1M | $19.20 | Sep 15, 2025 | By New Generation Aerospace, LLC |
| AIRO Group Holdings, Inc. | Executive Chairman, Director, 10%+ Owner | Common Stock | 944K | $18.1M | $19.20 | Sep 15, 2025 | Direct |
| UpHealth, Inc. | Director, 10%+ Owner | Common Stock | 3.96M | $2.41M | $0.61 | Jan 31, 2024 | Direct |
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Common Stock, par value $0.0001 | 22.3M | Oct 2, 2023 | By Poseidon Bio, LLC | ||
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Earnout Rights | 18.6M | Feb 14, 2023 | By Poseidon Bio, LLC | ||
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Common Stock, par value $0.0001 | 457K | Oct 2, 2023 | Direct | ||
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Earnout Rights | 372K | Feb 14, 2023 | Direct | ||
| AIRO Group Holdings, Inc. | Executive Chairman, Director, 10%+ Owner | Amended and Restated Success Fee Agreement | 0 | Jun 16, 2025 | By New Generation Aerospace, LLC | ||
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Class A Common Stock, par value $0.0001 | 0 | $10.00 | Feb 14, 2023 | By Poseidon Bio, LLC | |
| Ocean Biomedical, Inc. | Director, 10%+ Owner | Class A Common Stock, par value $0.0001 | 0 | $10.00 | Feb 14, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| AIRO | AIRO Group Holdings, Inc. | Sep 15, 2025 | 1 | $0 | 4 | Oct 22, 2025 | Executive Chairman, Director, 10%+ Owner |
| AIRO | AIRO Group Holdings, Inc. | Sep 12, 2025 | 2 | -$8.86M | 4 | Sep 16, 2025 | Executive Chairman, Director, 10%+ Owner |
| AIRO | AIRO Group Holdings, Inc. | Jun 16, 2025 | 2 | $0 | 4 | Jun 18, 2025 | Executive Chairman, Director, 10%+ Owner |
| AIRO | AIRO Group Holdings, Inc. | Jun 12, 2025 | 0 | $0 | 3 | Jun 12, 2025 | Executive Chairman, Director, 10%+ Owner |
| UPHL | UpHealth, Inc. | Jan 31, 2024 | 1 | $0 | 4 | Feb 2, 2024 | Director, 10%+ Owner |
| OCEA | Ocean Biomedical, Inc. | Oct 2, 2023 | 1 | $0 | 4 | Oct 6, 2023 | Director, 10%+ Owner |
| OCEA | Ocean Biomedical, Inc. | Feb 14, 2023 | 12 | $233M | 4 | Feb 16, 2023 | Director, 10%+ Owner |
| OCEA | Ocean Biomedical, Inc. | Feb 14, 2023 | 0 | $0 | 3 | Feb 16, 2023 | Director |
| UPH | UpHealth, Inc. | Sep 9, 2022 | 1 | $0 | 4 | Oct 14, 2022 | Director, 10%+ Owner |
| UPH | UpHealth, Inc. | Dec 22, 2021 | 1 | $0 | 4 | Dec 23, 2021 | Director, 10%+ Owner |
| UPH | UpHealth, Inc. | Aug 12, 2021 | 1 | $0 | 4 | Aug 16, 2021 | Director |
| UPH | UpHealth, Inc. | Jun 9, 2021 | 1 | $0 | 4 | Jun 11, 2021 | Director |
| UPH | UpHealth, Inc. | Jun 9, 2021 | 0 | $0 | 3 | Jun 11, 2021 | Director |