| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Barings BDC, Inc. | Adviser Board Member | Common Stock ("Shares") | 18.3K | $146K | $8.03 | Aug 10, 2021 | Direct |
| BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | Adviser Board Member | Common Shares | 3.43K | $45.5K | $13.27 | Nov 29, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| (NONE) | Barings Access Pine Point Fund | Sep 27, 2022 | 0 | $0 | 3 | Sep 27, 2022 | Adviser Board Member |
| BPCC | Barings Private Credit Corp | Jan 6, 2022 | 0 | $0 | 3/A | Jan 6, 2022 | Adviser Board Member |
| BGH | BARINGS GLOBAL SHORT DURATION HIGH YIELD FUND | Nov 29, 2021 | 1 | -$154K | 4 | Nov 30, 2021 | Adviser Board Member |
| BBDC | Barings BDC, Inc. | Aug 10, 2021 | 1 | $32.9K | 4 | Aug 11, 2021 | Adviser Board Member |