| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| ADVENT CONVERTIBLE & INCOME FUND | Trustee, Director | Common Stock | 14,657 | $165,331 | $11.28 | 17 Oct 2024 | Direct |
| GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | Director, Trustee | Common Stock | 5,010 | $60,771 | $12.13 | 18 Dec 2025 | Direct |
| Guggenheim Active Allocation Fund | Director, TRUSTEE | Common Stock | 2,426 | $37,675 | $15.53 | 18 Dec 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| GUG | Guggenheim Active Allocation Fund | 18 Dec 2025 | 1 | +$4,985 | 4 | Director, TRUSTEE | 19 Dec 2025, 14:32 |
| GOF | GUGGENHEIM STRATEGIC OPPORTUNITIES FUND | 18 Dec 2025 | 1 | +$4,998 | 4 | Director, Trustee | 19 Dec 2025, 14:23 |
| GUG | Guggenheim Active Allocation Fund | 05 May 2025 | 1 | +$19,775 | 4 | Director, TRUSTEE | 08 May 2025, 11:56 |
| AVK | ADVENT CONVERTIBLE & INCOME FUND | 17 Oct 2024 | 1 | +$41,409 | 4 | Trustee, Director | 21 Oct 2024, 15:42 |
| GUG | Guggenheim Active Allocation Fund | 01 Nov 2022 | 1 | +$10,856 | 4 | Director, TRUSTEE | 02 Nov 2022, 13:49 |
| GUG | Guggenheim Active Allocation Fund | 24 Nov 2021 | 0 | $0 | 3 | Director, Trustee | 24 Nov 2021, 14:13 |