| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| MainStay MacKay DefinedTerm Municipal Opportunities Fund | CEO of Subadvisor | Shares of beneficial interest | 0 | $16.67 | May 12, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CSQ | CALAMOS STRATEGIC TOTAL RETURN FUND | Sep 2, 2025 | 0 | $0 | 3 | Sep 12, 2025 | Trustee |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CPZ | Calamos Long/Short Equity & Dynamic Income Trust | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CHY | CALAMOS CONVERTIBLE & HIGH INCOME FUND | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CHW | Calamos Global Dynamic Income Fund | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CHI | CALAMOS CONVERTIBLE OPPORTUNITIES & INCOME FUND | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CGO | CALAMOS GLOBAL TOTAL RETURN FUND | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| CCD | Calamos Dynamic Convertible & Income Fund | Sep 1, 2025 | 0 | $0 | 3 | Sep 9, 2025 | Trustee |
| MMD | MainStay MacKay DefinedTerm Municipal Opportunities Fund | May 12, 2021 | 1 | -$57.2K | 4 | May 13, 2021 | CEO of Subadvisor |