| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Marygold Companies, Inc. | Director | Common Stock | 14,779 | $15,222 | $1.03 | 07 Nov 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| MGLD | Marygold Companies, Inc. | 07 Nov 2025 | 1 | $5,000 | 4 | Director | 10 Nov 2025, 16:11 |
| MCN | Madison Covered Call & Equity Strategy Fund | 02 Dec 2024 | 0 | $0 | 3 | Treasurer & PFO | 02 Dec 2024, 16:13 |
| [NONE] | Octagon XAI CLO Income Fund | 16 Feb 2024 | 0 | $0 | 3 | PFO & Treasurer | 23 Feb 2024, 16:38 |
| [ NONE ] | Meketa Infrastructure Fund | 26 Jan 2024 | 0 | $0 | 3 | Treasurer PFO Prncpl Acct Ofcr | 31 Jan 2024, 14:57 |
| MGLD | Marygold Companies, Inc. | 29 Mar 2023 | 3 | $14,999 | 4 | Director | 12 Dec 2024, 13:51 |
| DMA | Destra Multi-Alternative Fund | 05 Dec 2018 | 0 | $0 | 3 | CFO and Treasurer | 28 Jul 2022, 14:58 |
| CEDIX | BlueBay Destra International Event-Driven Credit Fund | 17 May 2018 | 0 | $0 | 3 | CFO and Treasurer | 08 Aug 2022, 15:34 |