Andrew Dakos

Insider Reports History

Location
250 Pehle Ave., Suite 708, Saddle Brook, NJ
Signature
Stephanie Darling, as POA for Andrew Dakos
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Andrew Dakos:

Stock Role Class Num Shares Value Price $ Report Date Ownership
TEJON RANCH CO Director Common Stock 33.5K $535K $15.98 Nov 4, 2025 Direct
TEJON RANCH CO Director Common Stock 25K $400K $15.98 Nov 4, 2025 Beneficial Ownership through a Limited Partnership
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 10.2K $140K $13.74 Sep 20, 2024 Direct
HIGH INCOME SECURITIES FUND President, Director Common Stock 10.7K $75.7K $7.07 Dec 12, 2024 Direct
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 4.88K $67.1K $13.74 Sep 20, 2024 By Spouse
SWISS HELVETIA FUND, INC. President and CEO, Director Common Stock 3K $26.5K $8.82 Mar 3, 2022 Limited Partnership
SPECIAL OPPORTUNITIES FUND, INC. President, Director Common Stock 782 $10.7K $13.74 Sep 20, 2024 By Minor Children
SWISS HELVETIA FUND, INC. President and CEO, Director Common Stock 64 $564 $8.82 Mar 3, 2022 Direct
MFS INVESTMENT GRADE MUNICIPAL TRUST 10%+ Owner Common Stock 0 $0 $7.79 Feb 13, 2024 Direct
TORTOISE ENERGY INDEPENDENCE FUND, INC. 10%+ Owner Common Stock 0 $29.38 Apr 30, 2021 Direct

Insider Reports Filed by Andrew Dakos

Symbol Company Period Transactions Value $ Form Type Date Filed Role
TRC TEJON RANCH CO Nov 4, 2025 1 $16.5K 4 Nov 6, 2025 Director
TRC TEJON RANCH CO Jul 17, 2025 1 $7.82K 4 Jul 18, 2025 Director
TRC TEJON RANCH CO May 16, 2025 0 $0 3 May 22, 2025 Director
PCF HIGH INCOME SECURITIES FUND Dec 12, 2024 1 -$668K 4 Dec 16, 2024 President, Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Sep 20, 2024 1 -$5.18K 4 Sep 23, 2024 President, Director
PCF HIGH INCOME SECURITIES FUND Aug 15, 2024 1 $454K 4 Aug 19, 2024 President, Director
DMF BNY MELLON MUNICIPAL INCOME, INC. Jun 12, 2024 0 $0 3 Jun 21, 2024 Director
CXH MFS INVESTMENT GRADE MUNICIPAL TRUST Feb 13, 2024 0 $0 3 Sep 26, 2024 10%+ Owner
SPE SPECIAL OPPORTUNITIES FUND, INC. Apr 5, 2022 3 -$49.2K 4 Apr 7, 2022 President, Director
SWZ SWISS HELVETIA FUND, INC. Mar 3, 2022 1 $8.82K 4 Mar 4, 2022 President and CEO, Director
SWZ SWISS HELVETIA FUND, INC. Feb 2, 2022 2 $9.34K 4 Feb 4, 2022 President and CEO, Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Jan 27, 2022 1 $5K 4 Jan 28, 2022 President, Director
PCF HIGH INCOME SECURITIES FUND Nov 1, 2021 1 $278K 4/A Jun 9, 2022 President, Director
PCF HIGH INCOME SECURITIES FUND Sep 15, 2021 2 -$299K 4 Sep 17, 2021 Director
PCF HIGH INCOME SECURITIES FUND Sep 13, 2021 2 -$199K 4 Sep 15, 2021 Director
SPE SPECIAL OPPORTUNITIES FUND, INC. Jul 9, 2021 6 $0 4 Jul 14, 2021 President, Director
NDP TORTOISE ENERGY INDEPENDENCE FUND, INC. Apr 30, 2021 0 $0 3 May 10, 2021 10%+ Owner