Nantahala Capital Management, LLC

Insider Reports History

Entity
Company
Location
130 Main St., 2 Nd Floor, New Canaan, CT
Signature
/s/ Taki Vasilakis, Chief Compliance Officer, Nantahala Capital Management, LLC
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Nantahala Capital Management, LLC:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Xtant Medical Holdings, Inc. 10%+ Owner Common Stock 68.4M $28.7M $0.42 Apr 10, 2025 Indirect
TALPHERA, INC. Other*, 10%+ Owner Pre-Funded Warrants 11.5M $6.73M $0.59 Mar 31, 2025 Indirect
AYTU BIOPHARMA, INC 10%+ Owner Common Stock 1.09M $2.03M $1.87 Jun 13, 2023 Indirect
Evoke Pharma Inc 10%+ Owner Common Stock 148K $650K $4.39 Jan 28, 2025 Indirect
AYTU BIOPHARMA, INC 10%+ Owner Exchange Warrants 815K Jun 14, 2024 Indirect
IMAGEWARE SYSTEMS INC 10%+ Owner Series D Convertible Preferred Stock 13.3K Jul 13, 2022 Indirect
AYTU BIOPHARMA, INC 10%+ Owner Tranche B Warrant 0 Jun 14, 2024 Indirect

Insider Reports Filed by Nantahala Capital Management, LLC

Symbol Company Period Transactions Value $ Form Type Date Filed Role
XTNT Xtant Medical Holdings, Inc. Apr 10, 2025 0 $0 3 Apr 17, 2025 10%+ Owner
TLPH TALPHERA, INC. Mar 31, 2025 1 $2.5M 4 Apr 2, 2025 Other*, 10%+ Owner
EVOK Evoke Pharma Inc Jan 28, 2025 1 -$180 4 Jan 30, 2025 10%+ Owner
EVOK Evoke Pharma Inc Nov 6, 2024 0 $0 3 Nov 15, 2024 10%+ Owner
AYTU AYTU BIOPHARMA, INC Jun 14, 2024 2 $0 4 Jun 18, 2024 10%+ Owner
TLPH TALPHERA, INC. Mar 19, 2024 1 $0 4 Mar 21, 2024 Other*, 10%+ Owner
TLPH TALPHERA, INC. Mar 15, 2024 2 $3.78M 4 Mar 15, 2024 Other*, 10%+ Owner
TLPH TALPHERA, INC. Jan 22, 2024 5 $4.74M 4 Jan 24, 2024 Other*, 10%+ Owner
TLPH TALPHERA, INC. Jan 15, 2024 0 $0 3 Jan 22, 2024 Other*, 10%+ Owner
AYTU AYTU BIOPHARMA, INC Jun 13, 2023 0 $0 3 Jun 22, 2023 10%+ Owner
IWSY IMAGEWARE SYSTEMS INC Jul 13, 2022 1 -$150K 4 Jul 15, 2022 10%+ Owner
IWSY IMAGEWARE SYSTEMS INC Jun 3, 2022 1 -$2.6M 4/A Jul 15, 2022 10%+ Owner