| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| NEW IRELAND FUND INC | 10%+ Owner | Common Stock | 394K | $3.96M | $10.05 | Apr 5, 2021 | Held by Clients |
| MFS HIGH YIELD MUNICIPAL TRUST | 10%+ Owner | Common Stock | 24.2K | $82K | $3.39 | Feb 11, 2025 | Direct |
| HIGH INCOME SECURITIES FUND | Investment Adviser | Common Stock | 0 | $0 | $6.85 | Nov 8, 2024 | Direct |
| SWISS HELVETIA FUND, INC. | Investment Adviser | Common Stock | 0 | $0 | $8.45 | Mar 31, 2025 | Direct |
| TG Venture Acquisition Corp. | 10%+ Owner | Class A Common Stock | 0 | $11.04 | Aug 14, 2023 | By voting/management authority | |
| TORTOISE ENERGY INDEPENDENCE FUND, INC. | 10%+ Owner | Common Stock | 0 | $29.38 | Jul 12, 2021 | By Clients |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| SWZ | SWISS HELVETIA FUND, INC. | Mar 31, 2025 | 0 | $0 | 3 | Apr 3, 2025 | Investment Adviser |
| CMU | MFS HIGH YIELD MUNICIPAL TRUST | Feb 11, 2025 | 0 | $0 | 3 | Feb 14, 2025 | 10%+ Owner |
| PCF | HIGH INCOME SECURITIES FUND | Nov 8, 2024 | 0 | $0 | 3 | Apr 3, 2025 | Investment Adviser |
| TGVC | TG Venture Acquisition Corp. | Aug 14, 2023 | 0 | $0 | 3 | Sep 20, 2023 | 10%+ Owner |
| NDP | TORTOISE ENERGY INDEPENDENCE FUND, INC. | Jul 12, 2021 | 0 | $0 | 3 | Sep 30, 2021 | 10%+ Owner |
| IRL | NEW IRELAND FUND INC | Apr 5, 2021 | 1 | -$314K | 4 | Aug 5, 2021 | 10%+ Owner |