| ECAT |
BlackRock ESG Capital Allocation Term Trust |
10%+ Owner |
$420M |
-$28M |
-6.25% |
Nov 19, 2025 |
| ASA |
ASA Gold & Precious Metals Ltd |
10%+ Owner |
$251M |
+$78.7M |
+45.6% |
Nov 18, 2025 |
| PDX |
PIMCO Dynamic Income Strategy Fund |
10%+ Owner |
$185M |
+$19.9M |
+12% |
Sep 10, 2025 |
| BCAT |
BlackRock Capital Allocation Term Trust |
10%+ Owner |
$154M |
-$59.3M |
-27.8% |
May 15, 2025 |
| MEGI |
NYLI CBRE Global Infrastructure Megatrends Term Fund |
10%+ Owner |
$81.7M |
+$692K |
+0.86% |
Nov 18, 2025 |
| VTA |
Invesco Dynamic Credit Opportunities Fund |
10%+ Owner |
$76.4M |
|
|
Oct 15, 2021 |
| PEO |
ADAMS NATURAL RESOURCES FUND, INC. |
10%+ Owner |
$57.6M |
-$4.64M |
-7.46% |
Oct 30, 2025 |
| ASGI |
abrdn Global Infrastructure Income Fund |
10%+ Owner |
$52.6M |
-$3.25M |
-5.82% |
Dec 5, 2024 |
| NXJ |
NUVEEN NEW JERSEY QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
$49.2M |
-$19.5M |
-28.4% |
Mar 13, 2025 |
| NQP |
NUVEEN PENNSYLVANIA QUALITY MUNICIPAL INCOME FUND |
10%+ Owner |
$45.3M |
-$14.6M |
-24.3% |
Nov 18, 2025 |
| TYG |
TORTOISE ENERGY INFRASTRUCTURE CORP |
10%+ Owner |
$44.3M |
-$1.15M |
-2.53% |
Dec 31, 2024 |
| XAXCX |
Invesco Dynamic Credit Opportunity Fund |
10%+ Owner |
$41.7M |
|
|
Sep 23, 2022 |
| NMAI |
Nuveen Multi-Asset Income Fund |
10%+ Owner |
$40.2M |
-$10.4M |
-20.5% |
Jan 14, 2025 |
| HQL |
abrdn Life Sciences Investors |
10%+ Owner |
$40.1M |
-$7.84M |
-16.3% |
Sep 19, 2025 |
| SMM |
Salient Midstream & MLP Fund |
10%+ Owner |
$37.5M |
|
|
Aug 12, 2022 |
| JRO |
Nuveen Floating Rate Income Opportunity Fund |
10%+ Owner |
$34.3M |
|
|
May 10, 2021 |
| BFZ |
BLACKROCK CALIFORNIA MUNICIPAL INCOME TRUST |
10%+ Owner |
$33.2M |
-$23.6M |
-41.6% |
Sep 11, 2025 |
| BRW |
Saba Capital Income & Opportunities Fund |
10%+ Owner |
$32.3M |
|
|
Nov 14, 2022 |
| NPCT |
Nuveen Core Plus Impact Fund |
10%+ Owner |
$32M |
-$3.9M |
-10.8% |
Dec 5, 2024 |
| AFB |
ALLIANCEBERNSTEIN NATIONAL MUNICIPAL INCOME FUND |
10%+ Owner |
$31.7M |
-$3.05M |
-8.75% |
Nov 6, 2025 |
| MXF |
MEXICO FUND INC |
10%+ Owner |
$30.6M |
+$1.17M |
+3.97% |
Nov 18, 2025 |
| DSM |
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. |
10%+ Owner |
$28.6M |
+$64.1K |
+0.22% |
Jun 26, 2025 |
| IIF |
MORGAN STANLEY INDIA INVESTMENT FUND, INC. |
10%+ Owner |
$26M |
+$1.18M |
+4.77% |
May 8, 2025 |
| VPV |
Invesco Pennsylvania Value Municipal Income Trust |
10%+ Owner |
$25.4M |
|
|
Nov 14, 2024 |
| SABA |
Saba Capital Income & Opportunities Fund II |
10%+ Owner |
$24.5M |
-$3.07M |
-11.1% |
May 20, 2025 |
| GER |
GOLDMAN SACHS MLP & ENERGY RENAISSANCE FUND |
10%+ Owner |
$23.1M |
|
|
Jun 6, 2023 |
| VMM |
DELAWARE INVESTMENTS MINNESOTA MUNICIPAL INCOME FUND II, INC |
10%+ Owner |
$22.7M |
|
|
Jan 19, 2022 |
| GF |
NEW GERMANY FUND INC |
10%+ Owner |
$22M |
+$4.1M |
+23% |
Nov 17, 2025 |
| VTN |
Invesco Trust for Investment Grade New York Municipals |
10%+ Owner |
$21.6M |
|
|
Oct 3, 2024 |
| ECF, ECF-PA |
ELLSWORTH GROWTH & INCOME FUND LTD |
10%+ Owner |
$20.4M |
+$2.61M |
+14.7% |
Nov 7, 2025 |
| GRX |
Gabelli Healthcare & WellnessRx Trust |
10%+ Owner |
$19.4M |
+$2.09M |
+12.1% |
Oct 23, 2025 |
| DMA |
Destra Multi-Alternative Fund |
10%+ Owner |
$18.6M |
+$4.22M |
+29.4% |
Sep 9, 2025 |
| AIF |
Apollo Tactical Income Fund Inc. |
10%+ Owner |
$17.4M |
|
|
Aug 30, 2021 |
| EMO |
ClearBridge Energy Midstream Opportunity Fund Inc. |
10%+ Owner |
$15.9M |
|
|
Jun 21, 2024 |
| HIE |
Miller/Howard High Income Equity Fund |
10%+ Owner |
$15.9M |
|
|
Mar 28, 2024 |
| DMF |
BNY MELLON MUNICIPAL INCOME, INC. |
10%+ Owner |
$15M |
|
|
Sep 24, 2024 |
| TEAF |
TORTOISE SUSTAINABLE & SOCIAL IMPACT TERM FUND |
10%+ Owner |
$14.8M |
-$2.31M |
-13.5% |
Nov 4, 2025 |
| CEN |
CENTER COAST BROOKFIELD MLP & ENERGY INFRASTRUCTURE FUND |
10%+ Owner |
$14.6M |
|
|
Jul 25, 2023 |
| FMN |
Federated Hermes Premier Municipal Income Fund |
10%+ Owner |
$14.1M |
|
|
Oct 14, 2024 |
| MPA |
BLACKROCK MUNIYIELD PENNSYLVANIA QUALITY FUND |
10%+ Owner |
$13.8M |
-$11.1M |
-44.7% |
Jun 3, 2025 |
| JEQ |
ABRDN JAPAN EQUITY FUND, INC. |
10%+ Owner |
$12.4M |
+$419K |
+3.5% |
Sep 15, 2025 |
| JSD |
Nuveen Short Duration Credit Opportunities Fund |
10%+ Owner |
$12M |
|
|
May 4, 2022 |
| IAE |
Voya Asia Pacific High Dividend Equity Income Fund |
10%+ Owner |
$11.9M |
+$412K |
+3.58% |
May 20, 2025 |
| GNT, GNT-PA |
GAMCO Natural Resources, Gold & Income Trust |
10%+ Owner |
$10.4M |
-$1.38M |
-11.7% |
Jul 10, 2025 |
| LFAC |
LF Capital Acquisition Corp. II |
10%+ Owner |
$10.2M |
|
|
Jun 20, 2023 |
| CMU |
MFS HIGH YIELD MUNICIPAL TRUST |
10%+ Owner |
$8.35M |
|
|
Nov 8, 2023 |
| DEX |
Delaware Enhanced Global Dividend & Income Fund |
10%+ Owner |
$8.34M |
|
|
Jul 8, 2022 |
| NBW |
NEUBERGER BERMAN CALIFORNIA MUNICIPAL FUND INC. |
10%+ Owner |
$8.01M |
|
|
Oct 11, 2023 |
| CEV |
Eaton Vance California Municipal Income Trust |
10%+ Owner |
$7.51M |
|
|
Oct 21, 2024 |
| SRV |
NXG Cushing Midstream Energy Fund |
10%+ Owner |
$6.92M |
|
|
Feb 7, 2023 |
| NBO |
NEUBERGER BERMAN NEW YORK MUNICIPAL FUND INC. |
10%+ Owner |
$6.79M |
|
|
Oct 12, 2023 |
| IRRX, IRRXU |
INTEGRATED RAIL & RESOURCES ACQUISITION CORP |
10%+ Owner |
$5.71M |
|
|
Aug 16, 2023 |
| CXH |
MFS INVESTMENT GRADE MUNICIPAL TRUST |
10%+ Owner |
$5.41M |
|
|
Nov 8, 2023 |
| IRL |
NEW IRELAND FUND INC |
10%+ Owner |
$4.85M |
|
|
Jan 11, 2023 |
| FEO |
FIRST TRUST/ABRDN EMERGING OPPORTUNITY FUND |
10%+ Owner |
$4.56M |
|
|
Aug 11, 2022 |
| CTR |
ClearBridge MLP & Midstream Total Return Fund Inc. |
10%+ Owner |
$4.39M |
|
|
Jun 21, 2024 |
| RACB |
Research Alliance Corp. II |
10%+ Owner |
$3.02M |
|
|
Oct 31, 2022 |
| SLNA |
SELINA HOSPITALITY PLC |
10%+ Owner |
$2.99M |
|
|
Apr 22, 2024 |
| FRLA |
Fortune Rise Acquisition Corp |
10%+ Owner |
$909K |
|
|
Jun 2, 2023 |
| TPZ |
TORTOISE POWER & ENERGY INFRASTRUCTURE FUND INC |
10%+ Owner |
$226K |
-$15.3M |
-98.5% |
Dec 24, 2024 |
| BMEZ |
BlackRock Health Sciences Term Trust |
10%+ Owner |
$0 |
|
|
Apr 21, 2025 |
| BTX |
BlackRock Technology & Private Equity Term Trust |
10%+ Owner |
$0 |
+$21.9M |
|
Jul 9, 2025 |
| CEM |
ClearBridge MLP & Midstream Fund Inc. |
10%+ Owner |
$0 |
|
|
Jun 21, 2024 |
| KSM |
DWS STRATEGIC MUNICIPAL INCOME TRUST |
10%+ Owner |
$0 |
|
|
Nov 20, 2024 |
| EVM |
Eaton Vance California Municipal Bond Fund |
10%+ Owner |
$0 |
+$9.56M |
|
Oct 27, 2025 |
| ENX |
Eaton Vance New York Municipal Bond Fund |
10%+ Owner |
$0 |
+$7.15M |
|
Oct 27, 2025 |
| MAV |
PIONEER MUNICIPAL HIGH INCOME ADVANTAGE FUND, INC. |
10%+ Owner |
$0 |
+$4.55M |
|
Aug 27, 2025 |
| MHI |
PIONEER MUNICIPAL HIGH INCOME FUND, INC. |
10%+ Owner |
$0 |
+$3.49M |
|
Aug 27, 2025 |
| MIO |
Pioneer Municipal High Income Opportunities Fund, Inc. |
10%+ Owner |
$0 |
+$3.05M |
|
Aug 27, 2025 |
| NDP |
TORTOISE ENERGY INDEPENDENCE FUND, INC. |
10%+ Owner |
$0 |
|
|
Dec 24, 2024 |
| NTG |
Tortoise Midstream Energy Fund, Inc. |
10%+ Owner |
$0 |
-$22.9K |
-100% |
Dec 23, 2024 |
| AONC, AONCW |
American Oncology Network, Inc. |
10%+ Owner |
|
|
|
Sep 25, 2023 |
| BCSA |
Blockchain Coinvestors Acquisition Corp. I |
10%+ Owner |
|
|
|
Feb 24, 2023 |
| VFL |
abrdn National Municipal Income Fund |
10%+ Owner |
|
|
|
Dec 14, 2022 |
| EFT |
Eaton Vance Floating-Rate Income Trust |
10%+ Owner |
|
|
|
Aug 2, 2021 |
| EVF |
Eaton Vance Senior Income Trust |
10%+ Owner |
|
|
|
Aug 2, 2021 |
| IQMD |
Intelligent Medicine Acquisition Corp. |
10%+ Owner |
|
|
|
Feb 24, 2023 |
| IRAA |
Iris Acquisition Corp |
10%+ Owner |
|
|
|
Sep 26, 2023 |
| USCTF, USTWF |
Roth CH Acquisition Co. |
10%+ Owner |
|
|
|
Feb 1, 2023 |