| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| 1WS Credit Income Fund | CCO | 1 ws credit income fund | 0 | Mar 24, 2025 | Direct | ||
| 1WS Credit Income Fund | CCO | 1WS Credit Income Fund | 0 | Jul 26, 2024 | Direct | ||
| Bluerock High Income Institutional Credit Fund | Cheif Compliance Officer | Common shares of beneficial interest | 0 | Mar 2, 2022 | Direct | ||
| Bluerock Total Income (plus) Real Estate Fund | Chief Compliance Officer | Common shares of beneficial interest | 0 | Jan 1, 2022 | Direct | ||
| Sound Point Meridian Capital, Inc. | Fund Chief Compliance Officer | Sound Point Meridian Capital Inc | 0 | Jul 26, 2024 | Direct | ||
| USVC Venture Capital Access Fund | chief compliance officer | USVC Venture Capital Access Fund | 0 | Oct 29, 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| USVCX | USVC Venture Capital Access Fund | Oct 29, 2025 | 0 | $0 | 3 | Oct 29, 2025 | chief compliance officer |
| OWSCX | 1WS Credit Income Fund | Mar 24, 2025 | 0 | $0 | 5 | May 20, 2025 | CCO |
| OWSCX | 1WS Credit Income Fund | Jul 26, 2024 | 0 | $0 | 3 | Jul 26, 2024 | Fund Chief Compliance Officer |
| SPMC | Sound Point Meridian Capital, Inc. | Jul 26, 2024 | 0 | $0 | 3 | Jul 26, 2024 | Fund Chief Compliance Officer |
| N/A | FS MVP Private Markets Fund | Oct 25, 2023 | 0 | $0 | 5 | Nov 1, 2023 | Chief Compliance Officer |
| OWSCX | 1WS Credit Income Fund | Mar 29, 2022 | 0 | $0 | 5 | Mar 30, 2022 | Officer/CCO |
| IIMAX | Bluerock High Income Institutional Credit Fund | Mar 2, 2022 | 0 | $0 | 3 | Mar 11, 2022 | Cheif Compliance Officer |
| TIPRX | Bluerock Total Income (plus) Real Estate Fund | Jan 1, 2022 | 0 | $0 | 3 | Mar 9, 2022 | Chief Compliance Officer |
| N/A | MVP Private Markets Fund | Dec 6, 2021 | 0 | $0 | 3 | Dec 16, 2021 | Chief Compliance Officer |