Donald Umpleby III - Executive Chairman at Caterpillar Inc

Insider Transactions and Holdings

Entity Type
Individual
Role
Executive Chairman
Stock Symbol
CAT on NYSE
All Insider Reports
All Insider Reports

Donald Umpleby III - trading volume in the past year for Caterpillar Inc

Holdings reported by Donald Umpleby III for Caterpillar Inc

Security Num Shares Value Price $ Transaction Date Ownership Underlying Class Underlying Amount
Common Stock 448K $226M $505.29 Oct 10, 2025 Direct
Common Stock 59K $28.2M $477.15 Oct 10, 2025 Held by Irrevocable Trust for Descendants
Common Stock 36K $17.2M $477.15 Oct 10, 2025 Held by Children's Irrevocable Trust
Employee Stock Options 39.9K $5.09M $127.60 Mar 3, 2025 Direct Common Stock
Common Stock 1.03K $491K $477.15 Oct 10, 2025 Held by 401(k) Plan

Transactions reported by Donald Umpleby III for Caterpillar Inc

Sym Class Transaction % Value $ * Price $ Shares Shares After Date Ownership
* An asterisk sign (*) next to the price indicates that the price is likely invalid.