Intercontinental Exchange, Inc.

Insider Reports History

Location
5660 New Northside Drive,, Third Floor, Atlanta, GA
Signature
Intercontinental Exchange, Inc., By: /s/ Andrew Surdykowski, General Counsel
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Intercontinental Exchange, Inc.:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Bakkt Holdings, Inc. 10%+ Owner Class A Common Stock 7.92M $170M $21.47 Dec 3, 2025 Indirect
Bakkt Holdings, Inc. 10%+ Owner Preferred Stock 0 $18.3M $39.34 Dec 3, 2025 Indirect
Bakkt Holdings, Inc. 10%+ Owner Class 1 Warrants (right to buy) 231K $200K $0.87 Dec 3, 2025 Indirect
Bakkt Holdings, Inc. 10%+ Owner Class 2 Warrants (right to buy) 231K $200K $0.87 Dec 3, 2025 Indirect
Bakkt Holdings, Inc. 10%+ Owner Bakkt Opco Units 0 Nov 3, 2025 Indirect

Insider Reports Filed by Intercontinental Exchange, Inc.

Symbol Company Period Transactions Value $ Form Type Date Filed Role
BKKT Bakkt Holdings, Inc. Dec 3, 2025 2 $0 4 Dec 5, 2025 10%+ Owner
BKKT Bakkt Holdings, Inc. Nov 3, 2025 6 $18.3M 4/A Dec 5, 2025 10%+ Owner
BKKT Bakkt Holdings, Inc. Apr 25, 2024 3 $608K 4 Apr 29, 2024 10%+ Owner
BKKT Bakkt Holdings, Inc. Mar 4, 2024 3 $4.79M 4 Mar 4, 2024 10%+ Owner
BKKT Bakkt Holdings, Inc. Oct 15, 2021 0 $0 3 Oct 15, 2021 10%+ Owner