| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CAIS Sports, Media & Entertainment Fund | Jul 9, 2025 | 0 | $0 | 3 | Jul 29, 2025 | Chief Compliance Officer | |
| Origin Real Estate Credit Interval Fund | Jun 9, 2025 | 0 | $0 | 3 | Jun 20, 2025 | Chief Compliance Officer | |
| LCPMX | Lind Capital Partners Municipal Credit Income Fund | Jan 31, 2024 | 0 | $0 | 5 | Jul 31, 2024 | Chief Compliance Officer |
| LCPMX | Lind Capital Partners Municipal Credit Income Fund | Feb 2, 2022 | 0 | $0 | 3 | May 3, 2022 | Chief Compliance Officer |