UBS Group AG

Insider Reports History

Location
Zurich, Switzerland
Signature
Andrew Johnson
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by UBS Group AG:

Company Role Class Num Shares Value Price $ Report Date Ownership
Volcon, Inc. 10%+ Owner Common Stock 24,973 $102,389 $4.10 08 Jul 2024 By Subsidiary
Global Star Acquisition Inc. 10%+ Owner Common Stock 9,501 $72,968 $7.68 21 Feb 2025 By Subsidiary(1)(2)
Edible Garden AG Inc 10%+ Owner Common Stock 5,025 $26,729 $5.32 25 Apr 2024 By Subsidiary
Volcon, Inc. 10%+ Owner Common Stock 26,130 $26,130 $1.00 05 Jul 2024 UBS Securities LLC
ENDRA Life Sciences Inc. Market maker/broker-dealer Common Stock 146,012 27 Aug 2024 By Subsidiary
ENDRA Life Sciences Inc. Market maker/broker-dealer Common Stock 146,012 27 Aug 2024 UBS Securities LLC
GABELLI EQUITY TRUST INC 10%+ Owner Auction Rate Preferred Stock 35 05 Jan 2024 By Subsidiary
BNY MELLON MUNICIPAL INCOME, INC. 10%+ Owner Auction Preferred Stock 0 12 Jul 2023 By subsidiary
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. 10%+ Owner Auction Preferred Stock 0 12 Jul 2023 By subsidiary
BNY MELLON STRATEGIC MUNICIPALS, INC. 10%+ Owner Auction Preferred Stock 0 12 Jul 2023 By subsidiary
GABELLI DIVIDEND & INCOME TRUST 10%+ Owner Auction Preferred Stock 0 28 Jun 2024 By Subsidiary
GABELLI EQUITY TRUST INC 10%+ Owner Auction Preferred Stock 0 28 Jun 2024 By Subsidiary
GABELLI MULTIMEDIA TRUST INC. 10%+ Owner Auction Preferred Stock 0 26 Jun 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO CORPORATE & INCOME OPPORTUNITY FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO CORPORATE & INCOME STRATEGY FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO HIGH INCOME FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO INCOME STRATEGY FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO Income Strategy Fund II 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By Subsidiary
PIMCO MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Securities 0 17 Apr 2024 By subsidiary
PIMCO MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 17 Apr 2024 By subsidiary
Virtus Convertible & Income Fund 10%+ Owner Auction Preferred Stock 0 03 Nov 2022 By subsidiary
Virtus Convertible & Income Fund II 10%+ Owner Auction Preferred Stock 0 03 Nov 2022 By subsidiary
WESTERN ASSET INTERMEDIATE MUNI FUND INC. 10%+ Owner Auction Preferred Stock 0 01 Mar 2023 By subsidiary
WESTERN ASSET MANAGED MUNICIPALS FUND INC. 10%+ Owner Auction Preferred Stock 0 01 Mar 2023 By subsidiary -
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 10%+ Owner Auction Rate Preferred Stock 0 01 Mar 2023 By subsidiary

Insider Reports Filed by UBS Group AG

Symbol Company Period Transactions Value $ Form Type Role Filing Time
GLST Global Star Acquisition Inc. 21 Feb 2025 1 -$768 4 10%+ Owner 25 Feb 2025, 17:14
GLST Global Star Acquisition Inc. 20 Feb 2025 0 $0 3 10%+ Owner 24 Feb 2025, 16:28
NDRA ENDRA Life Sciences Inc. 27 Aug 2024 1 $0 4/A Market maker/broker-dealer 05 Sep 2024, 15:28
NDRA ENDRA Life Sciences Inc. 27 Aug 2024 0 $0 3/A Market maker/broker-dealer 05 Sep 2024, 14:47
VLCN Volcon, Inc. 05 Jul 2024 23 -$4,982 4 10%+ Owner 10 Jul 2024, 14:24
VLCN Volcon, Inc. 05 Jul 2024 0 $0 3 10%+ Owner 10 Jul 2024, 09:36
GDV GABELLI DIVIDEND & INCOME TRUST 28 Jun 2024 1 -$975,000 4 10%+ Owner 28 Jun 2024, 08:49
GAB GABELLI EQUITY TRUST INC 28 Jun 2024 1 -$450,000 4 10%+ Owner 28 Jun 2024, 08:37
GDV GABELLI DIVIDEND & INCOME TRUST 27 Jun 2024 1 -$150,000 4 10%+ Owner 27 Jun 2024, 09:48
GGT GABELLI MULTIMEDIA TRUST INC. 26 Jun 2024 1 -$100,000 4 10%+ Owner 26 Jun 2024, 12:07
GDV GABELLI DIVIDEND & INCOME TRUST 26 Jun 2024 1 -$475,000 4 10%+ Owner 26 Jun 2024, 11:47
GAB GABELLI EQUITY TRUST INC 26 Jun 2024 1 -$425,000 4 10%+ Owner 26 Jun 2024, 09:59
EDBL Edible Garden AG Inc 25 Apr 2024 0 $0 3 10%+ Owner 01 May 2024, 16:28
EDBL Edible Garden AG Inc 24 Apr 2024 18 -$157,870 4 10%+ Owner 03 May 2024, 12:04
EDBL Edible Garden AG Inc 24 Apr 2024 0 $0 3/A 10%+ Owner 03 May 2024, 11:04
PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III 17 Apr 2024 1 $0 4/A 10%+ Owner 18 Apr 2024, 14:41
PZC PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:31
PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:24
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:16
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:11
PNF PIMCO NEW YORK MUNICIPAL INCOME FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:06
PMX PIMCO MUNICIPAL INCOME FUND III 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 14:00
PML PIMCO MUNICIPAL INCOME FUND II 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:52
PMF PIMCO MUNICIPAL INCOME FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:45
PHK PIMCO HIGH INCOME FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:39
PFN PIMCO Income Strategy Fund II 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:33
PFL PIMCO INCOME STRATEGY FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:27
PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:20
PCN PIMCO CORPORATE & INCOME STRATEGY FUND 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 13:11
PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II 17 Apr 2024 1 $0 4 10%+ Owner 18 Apr 2024, 12:59
GAB GABELLI EQUITY TRUST INC 05 Jan 2024 0 $0 3 10%+ Owner 18 Jan 2024, 09:01
LEO BNY MELLON STRATEGIC MUNICIPALS, INC. 12 Jul 2023 1 -$2.32 4 10%+ Owner 17 Jul 2023, 10:50
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. 12 Jul 2023 1 -$1.49 4 10%+ Owner 17 Jul 2023, 09:59
DMF BNY MELLON MUNICIPAL INCOME, INC. 12 Jul 2023 1 -$0.825 4 10%+ Owner 17 Jul 2023, 09:30
MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. 01 Mar 2023 1 $0 4 10%+ Owner 03 Mar 2023, 10:34
/report/000089924323006861-ubs-group-ag-2023-03-01 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 01 Mar 2023 1 $0 4 10%+ Owner 03 Mar 2023, 10:26
SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. 01 Mar 2023 1 $0 4 10%+ Owner 03 Mar 2023, 10:22
MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. 24 Feb 2023 3 +$20,277,776 4/A 10%+ Owner 28 Feb 2023, 12:33
/report/000089924323003299-ubs-group-ag-2023-01-26 WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 26 Jan 2023 0 $0 3 10%+ Owner 02 Feb 2023, 07:56
NCZ Virtus Convertible & Income Fund II 03 Nov 2022 1 $0 4 10%+ Owner 08 Nov 2022, 10:54
NCV Virtus Convertible & Income Fund 03 Nov 2022 1 $0 4 10%+ Owner 08 Nov 2022, 10:49
GDV GABELLI DIVIDEND & INCOME TRUST 16 Apr 2021 0 $0 3 10%+ Owner 07 May 2021, 17:23