UBS Group AG

Insider Reports History

Location
Bahnhofstrasse 45, Zurich, Switzerland
Signature
Andrew Johnson
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by UBS Group AG:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Volcon, Inc. 10%+ Owner Common Stock 25K $102K $4.10 Jul 8, 2024 By Subsidiary
Global Star Acquisition Inc. 10%+ Owner Common Stock 9.5K $73K $7.68 Feb 21, 2025 By Subsidiary(1)(2)
Edible Garden AG Inc 10%+ Owner Common Stock 5.03K $26.7K $5.32 Apr 25, 2024 By Subsidiary
Volcon, Inc. 10%+ Owner Common Stock 26.1K $26.1K $1.00 Jul 5, 2024 UBS Securities LLC
ENDRA Life Sciences Inc. Market maker/broker-dealer Common Stock 146K Aug 27, 2024 By Subsidiary
ENDRA Life Sciences Inc. Market maker/broker-dealer Common Stock 146K Aug 27, 2024 UBS Securities LLC
GABELLI EQUITY TRUST INC 10%+ Owner Auction Rate Preferred Stock 35 Jan 5, 2024 By Subsidiary
BNY MELLON MUNICIPAL INCOME, INC. 10%+ Owner Auction Preferred Stock 0 Jul 12, 2023 By subsidiary
BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. 10%+ Owner Auction Preferred Stock 0 Jul 12, 2023 By subsidiary
BNY MELLON STRATEGIC MUNICIPALS, INC. 10%+ Owner Auction Preferred Stock 0 Jul 12, 2023 By subsidiary
GABELLI DIVIDEND & INCOME TRUST 10%+ Owner Auction Preferred Stock 0 Jun 28, 2024 By Subsidiary
GABELLI EQUITY TRUST INC 10%+ Owner Auction Preferred Stock 0 Jun 28, 2024 By Subsidiary
GABELLI MULTIMEDIA TRUST INC. 10%+ Owner Auction Preferred Stock 0 Jun 26, 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By Subsidiary
PIMCO CALIFORNIA MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO CORPORATE & INCOME OPPORTUNITY FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO CORPORATE & INCOME STRATEGY FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO HIGH INCOME FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO INCOME STRATEGY FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO Income Strategy Fund II 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By Subsidiary
PIMCO MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Securities 0 Apr 17, 2024 By subsidiary
PIMCO MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND II 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
PIMCO NEW YORK MUNICIPAL INCOME FUND III 10%+ Owner Auction Preferred Stock 0 Apr 17, 2024 By subsidiary
Virtus Convertible & Income Fund 10%+ Owner Auction Preferred Stock 0 Nov 3, 2022 By subsidiary
Virtus Convertible & Income Fund II 10%+ Owner Auction Preferred Stock 0 Nov 3, 2022 By subsidiary
WESTERN ASSET INTERMEDIATE MUNI FUND INC. 10%+ Owner Auction Preferred Stock 0 Mar 1, 2023 By subsidiary
WESTERN ASSET MANAGED MUNICIPALS FUND INC. 10%+ Owner Auction Preferred Stock 0 Mar 1, 2023 By subsidiary -
WESTERN ASSET MUNICIPAL PARTNERS FUND INC. 10%+ Owner Auction Rate Preferred Stock 0 Mar 1, 2023 By subsidiary

Insider Reports Filed by UBS Group AG

Symbol Company Period Transactions Value $ Form Type Date Filed Role
GLST Global Star Acquisition Inc. Feb 21, 2025 1 -$768 4 Feb 25, 2025 10%+ Owner
GLST Global Star Acquisition Inc. Feb 20, 2025 0 $0 3 Feb 24, 2025 10%+ Owner
NDRA ENDRA Life Sciences Inc. Aug 27, 2024 1 $0 4/A Sep 5, 2024 Market maker/broker-dealer
NDRA ENDRA Life Sciences Inc. Aug 27, 2024 0 $0 3/A Sep 5, 2024 Market maker/broker-dealer
VLCN Volcon, Inc. Jul 5, 2024 23 -$4.98K 4 Jul 10, 2024 10%+ Owner
VLCN Volcon, Inc. Jul 5, 2024 0 $0 3 Jul 10, 2024 10%+ Owner
GDV GABELLI DIVIDEND & INCOME TRUST Jun 28, 2024 1 -$975K 4 Jun 28, 2024 10%+ Owner
GAB GABELLI EQUITY TRUST INC Jun 28, 2024 1 -$450K 4 Jun 28, 2024 10%+ Owner
GDV GABELLI DIVIDEND & INCOME TRUST Jun 27, 2024 1 -$150K 4 Jun 27, 2024 10%+ Owner
GGT GABELLI MULTIMEDIA TRUST INC. Jun 26, 2024 1 -$100K 4 Jun 26, 2024 10%+ Owner
GDV GABELLI DIVIDEND & INCOME TRUST Jun 26, 2024 1 -$475K 4 Jun 26, 2024 10%+ Owner
GAB GABELLI EQUITY TRUST INC Jun 26, 2024 1 -$425K 4 Jun 26, 2024 10%+ Owner
EDBL Edible Garden AG Inc Apr 25, 2024 0 $0 3 May 1, 2024 10%+ Owner
EDBL Edible Garden AG Inc Apr 24, 2024 18 -$158K 4 May 3, 2024 10%+ Owner
EDBL Edible Garden AG Inc Apr 24, 2024 0 $0 3/A May 3, 2024 10%+ Owner
PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III Apr 17, 2024 1 $0 4/A Apr 18, 2024 10%+ Owner
PZC PIMCO CALIFORNIA MUNICIPAL INCOME FUND III Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PYN PIMCO NEW YORK MUNICIPAL INCOME FUND III Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PTY PIMCO CORPORATE & INCOME OPPORTUNITY FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PNI PIMCO NEW YORK MUNICIPAL INCOME FUND II Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PNF PIMCO NEW YORK MUNICIPAL INCOME FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PMX PIMCO MUNICIPAL INCOME FUND III Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PML PIMCO MUNICIPAL INCOME FUND II Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PMF PIMCO MUNICIPAL INCOME FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PHK PIMCO HIGH INCOME FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PFN PIMCO Income Strategy Fund II Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PFL PIMCO INCOME STRATEGY FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PCQ PIMCO CALIFORNIA MUNICIPAL INCOME FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PCN PIMCO CORPORATE & INCOME STRATEGY FUND Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
PCK PIMCO CALIFORNIA MUNICIPAL INCOME FUND II Apr 17, 2024 1 $0 4 Apr 18, 2024 10%+ Owner
GAB GABELLI EQUITY TRUST INC Jan 5, 2024 0 $0 3 Jan 18, 2024 10%+ Owner
LEO BNY MELLON STRATEGIC MUNICIPALS, INC. Jul 12, 2023 1 -$2 4 Jul 17, 2023 10%+ Owner
DSM BNY MELLON STRATEGIC MUNICIPAL BOND FUND, INC. Jul 12, 2023 1 -$1 4 Jul 17, 2023 10%+ Owner
DMF BNY MELLON MUNICIPAL INCOME, INC. Jul 12, 2023 1 -$1 4 Jul 17, 2023 10%+ Owner
MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. Mar 1, 2023 1 $0 4 Mar 3, 2023 10%+ Owner
MNP WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Mar 1, 2023 1 $0 4 Mar 3, 2023 10%+ Owner
SBI WESTERN ASSET INTERMEDIATE MUNI FUND INC. Mar 1, 2023 1 $0 4 Mar 3, 2023 10%+ Owner
MMU WESTERN ASSET MANAGED MUNICIPALS FUND INC. Feb 24, 2023 3 $20.3M 4/A Feb 28, 2023 10%+ Owner
MNP WESTERN ASSET MUNICIPAL PARTNERS FUND INC. Jan 26, 2023 0 $0 3 Feb 2, 2023 10%+ Owner
NCZ Virtus Convertible & Income Fund II Nov 3, 2022 1 $0 4 Nov 8, 2022 10%+ Owner
NCV Virtus Convertible & Income Fund Nov 3, 2022 1 $0 4 Nov 8, 2022 10%+ Owner
GDV GABELLI DIVIDEND & INCOME TRUST Apr 16, 2021 0 $0 3 May 7, 2021 10%+ Owner