| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| CymaBay Therapeutics, Inc. | 10%+ Owner | Pre-funded Warrant (right to buy) | 584K | $10M | $17.13 | Sep 12, 2023 | Indirect |
| CymaBay Therapeutics, Inc. | 10%+ Owner | Put Option (obligation to buy) | 950 | Sep 13, 2023 | Indirect |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CBAY | CymaBay Therapeutics, Inc. | Sep 12, 2023 | 5 | $10M | 4 | Sep 14, 2023 | 10%+ Owner |
| CBAY | CymaBay Therapeutics, Inc. | Jan 26, 2023 | 1 | $15M | 4 | Jan 30, 2023 | 10%+ Owner |
| CBAY | CymaBay Therapeutics, Inc. | Nov 22, 2021 | 1 | $10M | 4 | Nov 23, 2021 | 10%+ Owner |