| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Hercules Capital, Inc. | General Counsel & CCO | Common Stock | 66,106 | $1,162,143 | $17.58 | 18 Aug 2021 | Direct |
| Hercules Capital, Inc. | General Counsel & CCO | Restricted Stock Units | 21,034 | $377,771 | $17.96 | 18 Aug 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| HTGC | Hercules Capital, Inc. | 24 Sep 2021 | 0 | $0 | 4 | General Counsel & CCO | 27 Sep 2021, 16:06 |
| HTGC | Hercules Capital, Inc. | 18 Aug 2021 | 4 | +$7,879 | 4 | General Counsel & CCO | 20 Aug 2021, 16:45 |
| HTGC | Hercules Capital, Inc. | 31 Jul 2021 | 3 | -$9,170 | 4 | General Counsel & CCO | 03 Aug 2021, 17:05 |
| HTGC | Hercules Capital, Inc. | 13 Jul 2021 | 1 | -$5,244 | 4/A | General Counsel & CCO | 27 Jul 2021, 17:37 |
| HTGC | Hercules Capital, Inc. | 19 May 2021 | 5 | +$7,831 | 4 | General Counsel & CCO | 21 May 2021, 17:22 |