| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | 30 Sep 2022 | 0 | $0 | 5 | Treasurer | 04 Oct 2022, 12:12 |
| PGZ | Principal Real Estate Income Fund | 13 Dec 2021 | 0 | $0 | 3 | Treasurer | 14 Dec 2021, 16:29 |
| ASG | LIBERTY ALL STAR GROWTH FUND INC. | 09 Dec 2021 | 0 | $0 | 3 | Treasurer | 10 Dec 2021, 14:11 |
| USA | LIBERTY ALL STAR EQUITY FUND | 09 Dec 2021 | 0 | $0 | 3 | Treasurer | 10 Dec 2021, 10:35 |
| RIV | RIVERNORTH OPPORTUNITIES FUND, INC. | 09 Nov 2021 | 0 | $0 | 3 | Treasurer | 15 Nov 2021, 12:30 |
| GLV | Clough Global Dividend & Income Fund | 26 May 2021 | 0 | $0 | 3 | Treasurer | 10 Jun 2021, 17:25 |
| GLO | Clough Global Opportunities Fund | 26 May 2021 | 0 | $0 | 3 | Treasurer | 10 Jun 2021, 17:22 |
| GLQ | Clough Global Equity Fund | 26 May 2021 | 0 | $0 | 3 | Treasurer | 10 Jun 2021, 17:18 |
| UTG | REAVES UTILITY INCOME FUND | 25 May 2021 | 0 | $0 | 3 | Treasurer | 10 Jun 2021, 15:13 |