| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| HIGHLAND INCOME FUND\MA | Chief Compliance Officer | Contingent Bonus Award | 0 | Nov 12, 2021 | Direct | ||
| NexPoint Strategic Opportunities Fund | Chief Compliance Officer | Contingent Bonus Award | 0 | Nov 12, 2021 | Direct | ||
| NexPoint Strategic Opportunities Fund | Chief Compliance Officer | Restricted Stock Units | 0 | Nov 12, 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| HFRO | HIGHLAND INCOME FUND\MA | Nov 12, 2021 | 1 | $0 | 4 | Nov 16, 2021 | Chief Compliance Officer |
| NXDT | NexPoint Strategic Opportunities Fund | Nov 12, 2021 | 2 | $0 | 4 | Nov 16, 2021 | Chief Compliance Officer |
| HFRO | HIGHLAND INCOME FUND\MA | Jun 15, 2021 | 1 | $0 | 4 | Jun 17, 2021 | Chief Compliance Officer |
| NXDT | NexPoint Strategic Opportunities Fund | Jun 9, 2021 | 1 | $0 | 4 | Jun 10, 2021 | Chief Compliance Officer |