| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Octagon XAI CLO Income Fund | Sub-Adviser Inv Comm Member | Class I Shares | 12,577 | 31 Dec 2024 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| OCTIX | Octagon XAI CLO Income Fund | 31 Dec 2024 | 1 | +$18,000 | 4 | Sub-Adviser Inv Comm Member | 03 Jan 2025, 15:10 |
| OCTIX | Octagon XAI CLO Income Fund | 17 Dec 2024 | 1 | +$300,000 | 4 | Sub-Adviser Inv Comm Member | 18 Dec 2024, 16:38 |
| OCTIX | Octagon XAI CLO Income Fund | 01 Nov 2024 | 0 | $0 | 3 | Sub-Adviser Inv Comm Member | 08 Nov 2024, 17:06 |