| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| XAI Octagon Floating Rate & Alternative Income Term Trust | Officer of XAI | Common Shares of Beneficial Ownership | 42,851 | $302,100 | $7.05 | 08 Dec 2021 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| CORZQ | Power & Digital Infrastructure Acquisition Corp. | 09 Dec 2021 | 0 | $0 | 3 | General Counsel and Secretary | 10 Dec 2021, 05:08 |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | 08 Dec 2021 | 1 | -$101,010 | 4 | Officer of XAI | 09 Dec 2021, 16:25 |