| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| XAI Octagon Floating Rate & Alternative Income Trust | Vice President | Common Shares of Beneficial Ownership | 43,204 | $280,826 | $6.50 | 18 Dec 2024 | Direct |
| XAI Octagon Floating Rate & Alternative Income Trust | Vice President | Common Shares of Beneficial Interest | 46,708 | 24 Dec 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| XFLT | XAI Octagon Floating Rate & Alternative Income Trust | 24 Dec 2025 | 1 | $0 | 4 | Vice President | 30 Dec 2025, 14:10 |
| XFLT | XAI Octagon Floating Rate & Alternative Income Trust | 18 Dec 2024 | 1 | $0 | 4 | Vice President | 13 Jan 2025, 13:42 |
| MCN | Madison Covered Call & Equity Strategy Fund | 02 Dec 2024 | 0 | $0 | 3 | Vice President | 02 Dec 2024, 15:50 |
| [NONE] | Octagon XAI CLO Income Fund | 16 Feb 2024 | 0 | $0 | 3 | Vice President | 26 Feb 2024, 07:58 |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | 11 Dec 2023 | 1 | $0 | 4 | Vice President | 13 Dec 2023, 12:58 |