| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| First Trust Private Assets Fund | 10%+ Owner | Common Shares | 10K | 03 Jan 2023 | First Trust Capital Management L.P. | ||
| FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | CFO OF FORMER ADVISER | CLASS A COMMON SHARES | 38 | 02 Mar 2022 | VFT Holdings LP (FORMERLY VIVALDI HOLDINGS LLC) | ||
| Relative Value Fund | CFO OF FORMER ADVISER | COMMON SHARES | 0 | 31 Mar 2021 | VIVALDI CAPITAL MANAGEMENT LLC | ||
| First Trust Private Assets Fund | 10%+ Owner | Common Shares | $3.97M | 03 Jan 2023 | VFT Holdings LP |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| N/A | First Trust Private Assets Fund | 03 Jan 2023 | 0 | $0 | 3 | 10%+ Owner | 06 Apr 2023, 17:22 |
| VFLAX | FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND | 31 Mar 2022 | 7 | $38.80 | 5 | CFO OF FORMER ADVISER | 13 May 2022, 21:23 |
| VFLAX | Relative Value Fund | 02 Aug 2021 | 1 | $1K | 4 | CFO OF ADVISER | 04 Aug 2021, 18:32 |
| VFLEX | Relative Value Fund | 31 Mar 2021 | 2 | -$19.2K | 5 | CFO OF ADVISER | 14 May 2021, 16:26 |