| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities Fund | Portfolio Manager | Shares of Beneficial Interest | 4.5K | $66.3K | $14.74 | Jan 14, 2025 | Direct |
| MainStay MacKay Municipal Income Opportunities Fund | Portfolio Manager | Shares of beneficial interest | 0 | Mar 25, 2024 | Direct | ||
| RiverNorth Flexible Municipal Income Fund, Inc. | Portfolio Manager | Common Stock | 0 | $17.17 | May 3, 2022 | Direct | |
| RiverNorth Managed Duration Municipal Income Fund II, Inc. | Portfolio Manager | Shares of Common Stock | 0 | $16.41 | Feb 10, 2022 | Direct | |
| RiverNorth Managed Duration Municipal Income Fund, Inc. | Portfolio Manager | Common Stock | 0 | $13.91 | May 3, 2022 | Direct | |
| RiverNorth Opportunistic Municipal Income Fund, Inc. | Portfolio Manager | Common Stock | 0 | $18.36 | May 3, 2022 | Direct |