| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| WINDTREE THERAPEUTICS INC /DE/ | 10%+ Owner | SERIES G WARRANTS | 249,004 | 20 May 2020 | Direct | ||
| WINDTREE THERAPEUTICS INC /DE/ | 10%+ Owner | SERIES J WARRANTS | 55,172 | 20 May 2020 | Direct | ||
| WINDTREE THERAPEUTICS INC /DE/ | 10%+ Owner | Common Stock | 0 | $1.02 | 30 Dec 2021 | Direct | |
| WINDTREE THERAPEUTICS INC /DE/ | 10%+ Owner | SERIES F WARRANTS | 0 | 24 Jun 2020 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| WINT | WINDTREE THERAPEUTICS INC /DE/ | 20 May 2020 | 6 | -$1,582,544 | 4 | 10%+ Owner | 10 Jan 2022, 16:03 |