Bleichroeder LP

Insider Reports History

Location
New York, NY
Signature
/s/ Andrew Gundlach, Chairman and CEO
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Bleichroeder LP:

Company Role Class Num Shares Value Price $ Report Date Ownership
CompoSecure, Inc. 10%+ Owner Common Stock 3,797,550 $24,684,075 $6.50 09 May 2024 Indirect
INTEVAC INC 10%+ Owner Common Stock 5,039,023 $21,617,409 $4.29 23 Mar 2023 Indirect
Identiv, Inc. 10%+ Owner Common Stock 2,884,495 $19,989,550 $6.93 24 Apr 2023 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series E Convertible Preferred Stock 12,500 $12,500,000 $1000.00 19 Sep 2024 Indirect
LIQTECH INTERNATIONAL INC 10%+ Owner Common Stock 3,182,239 $11,169,659 $3.51 12 Nov 2024 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Common Stock 1,627,806 $4,248,574 $2.61 19 Sep 2024 Indirect
DURECT CORP 10%+ Owner Common Stock 2,637,965 $2,242,270 $0.8500 13 Mar 2023 Indirect
SCIENTIFIC INDUSTRIES INC 10%+ Owner Common Stock 1,453,351 $1,453,351 $1.00 18 Apr 2025 Indirect
First Eagle Real Estate Debt Fund 10%+ Owner Shares of Beneficial Interest, Class I Shares 1,367,807 06 Aug 2025 Indirect
LIQTECH INTERNATIONAL INC 10%+ Owner Warrants to Purchase Common Stock 531,250 26 Mar 2025 Indirect
SCIENTIFIC INDUSTRIES INC 10%+ Owner Warrants to Purchase Common Stock 250,000 18 Apr 2025 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Series F Convertible Preferred Stock 0 10 Nov 2023 Indirect
DUOS TECHNOLOGIES GROUP, INC. 10%+ Owner Warrants to Purchase Common Stock 0 19 Sep 2024 Indirect
Identiv, Inc. 10%+ Owner Warrant to Purchase Common Stock 0 24 Apr 2023 Indirect

Insider Reports Filed by Bleichroeder LP

Symbol Company Period Transactions Value $ Form Type Role Filing Time
/report/000090514825002782-bleichroeder-lp-2025-08-06 First Eagle Real Estate Debt Fund 06 Aug 2025 1 +$16,000,000 4 10%+ Owner 08 Aug 2025, 16:28
/report/000090514825001423-bleichroeder-lp-2025-04-30 First Eagle Real Estate Debt Fund 30 Apr 2025 1 +$8,922,873 4 10%+ Owner 02 May 2025, 16:50
SCND SCIENTIFIC INDUSTRIES INC 18 Apr 2025 2 +$250,000 4 10%+ Owner 22 Apr 2025, 17:50
/report/000178100225000003-bleichroeder-lp-2025-03-31 First Eagle Real Estate Debt Fund 31 Mar 2025 0 $0 3 10%+ Owner 07 Apr 2025, 16:45
LIQT LIQTECH INTERNATIONAL INC 26 Mar 2025 2 $0 4 10%+ Owner 28 Mar 2025, 17:13
LIQT LIQTECH INTERNATIONAL INC 12 Nov 2024 0 $0 3 10%+ Owner 19 Nov 2024, 16:44
DUOT DUOS TECHNOLOGIES GROUP, INC. 19 Sep 2024 9 +$899,521 4 10%+ Owner 23 Sep 2024, 18:15
DUOT DUOS TECHNOLOGIES GROUP, INC. 22 Jul 2024 1 $0 4 10%+ Owner 24 Jul 2024, 10:18
CMPO CompoSecure, Inc. 09 May 2024 1 +$5,200,000 4 10%+ Owner 13 May 2024, 09:40
DUOT DUOS TECHNOLOGIES GROUP, INC. 22 Mar 2024 1 +$1,000,000 4 10%+ Owner 25 Mar 2024, 17:29
SCND SCIENTIFIC INDUSTRIES INC 13 Dec 2023 6 +$1,200,000 4 10%+ Owner 15 Dec 2023, 16:39
CMPO CompoSecure, Inc. 30 Nov 2023 1 +$39,488 4 10%+ Owner 04 Dec 2023, 15:56
DUOT DUOS TECHNOLOGIES GROUP, INC. 10 Nov 2023 3 +$2,500,000 4 10%+ Owner 14 Nov 2023, 18:14
DUOT DUOS TECHNOLOGIES GROUP, INC. 01 Aug 2023 1 +$5,000,000 4 10%+ Owner 03 Aug 2023, 16:49
INVE Identiv, Inc. 24 Apr 2023 2 +$962,500 4 10%+ Owner 25 Apr 2023, 16:29
DUOT DUOS TECHNOLOGIES GROUP, INC. 27 Mar 2023 1 +$4,000,000 4/A 10%+ Owner 29 Mar 2023, 10:16
/report/000178100223000028-bleichroeder-lp-2023-03-23 INTEVAC INC 23 Mar 2023 1 +$262,132 4 10%+ Owner 27 Mar 2023, 16:08
DRRX DURECT CORP 13 Mar 2023 1 $0 4 10%+ Owner 15 Mar 2023, 16:36
/report/000178100223000026-bleichroeder-lp-2023-03-13 INTEVAC INC 13 Mar 2023 1 $0 4 10%+ Owner 15 Mar 2023, 16:30
INVE Identiv, Inc. 13 Mar 2023 1 $0 4 10%+ Owner 15 Mar 2023, 16:23
/report/000178100223000001-bleichroeder-lp-2023-01-04 INTEVAC INC 04 Jan 2023 3 +$502,232 4 10%+ Owner 06 Jan 2023, 15:50
CMPO CompoSecure, Inc. 07 Dec 2022 3 +$244,926 4/A 10%+ Owner 12 Dec 2022, 07:45
DUOT DUOS TECHNOLOGIES GROUP, INC. 30 Sep 2022 1 +$999,000 4 10%+ Owner 03 Oct 2022, 14:14
CMPO CompoSecure, Inc. 22 Sep 2022 3 +$60,611 4 10%+ Owner 26 Sep 2022, 16:51
CMPO CompoSecure, Inc. 16 Sep 2022 3 +$249,310 4 10%+ Owner 20 Sep 2022, 16:57
CMPO CompoSecure, Inc. 25 Aug 2022 1 +$2,750,000 4 10%+ Owner 29 Aug 2022, 15:56
CMPO CompoSecure, Inc. 27 Jul 2022 1 +$18,335 4 10%+ Owner 29 Jul 2022, 16:04
/report/000178100222000059-bleichroeder-lp-2022-06-14 INTEVAC INC 14 Jun 2022 2 -$25,481 4 10%+ Owner 15 Jun 2022, 16:47
CMPO CompoSecure, Inc. 10 Jun 2022 3 +$62,882 4 10%+ Owner 14 Jun 2022, 16:33
INVE Identiv, Inc. 24 May 2022 2 +$172,678 4 10%+ Owner 26 May 2022, 17:49
CMPO CompoSecure, Inc. 12 May 2022 1 +$19,534 4 10%+ Owner 16 May 2022, 17:17
CMPO CompoSecure, Inc. 09 May 2022 3 +$1,122,796 4 10%+ Owner 11 May 2022, 17:21
INVE Identiv, Inc. 06 May 2022 3 +$1,542,322 4 10%+ Owner 10 May 2022, 16:59
CMPO CompoSecure, Inc. 04 May 2022 3 +$691,110 4 10%+ Owner 06 May 2022, 16:53
CMPO CompoSecure, Inc. 29 Apr 2022 3 +$766,155 4 10%+ Owner 03 May 2022, 17:38
CMPO CompoSecure, Inc. 22 Apr 2022 3 +$1,038,881 4 10%+ Owner 26 Apr 2022, 18:28
INVE Identiv, Inc. 21 Apr 2022 2 +$1,293,975 4 10%+ Owner 25 Apr 2022, 16:28
CMPO CompoSecure, Inc. 19 Apr 2022 3 +$912,725 4 10%+ Owner 21 Apr 2022, 17:44
CMPO CompoSecure, Inc. 13 Apr 2022 2 +$1,724,792 4 10%+ Owner 14 Apr 2022, 17:13
CMPO CompoSecure, Inc. 07 Apr 2022 2 +$29,908 4 10%+ Owner 11 Apr 2022, 17:09
CMPO CompoSecure, Inc. 06 Apr 2022 1 +$4,146 4 10%+ Owner 11 Apr 2022, 17:03
CMPO CompoSecure, Inc. 31 Mar 2022 2 +$172,713 4 10%+ Owner 11 Apr 2022, 16:58
CMPO CompoSecure, Inc. 29 Mar 2022 2 +$342,950 4 10%+ Owner 11 Apr 2022, 16:51
CMPO CompoSecure, Inc. 29 Mar 2022 0 $0 3/A 10%+ Owner 11 Apr 2022, 16:43
INVE Identiv, Inc. 14 Mar 2022 1 +$368,682 4 10%+ Owner 16 Mar 2022, 16:02
INVE Identiv, Inc. 04 Mar 2022 3 +$2,524,888 4 10%+ Owner 08 Mar 2022, 16:08
SCND SCIENTIFIC INDUSTRIES INC 02 Mar 2022 2 +$375,012 4 10%+ Owner 03 Mar 2022, 10:59
DUOT DUOS TECHNOLOGIES GROUP, INC. 04 Feb 2022 1 +$1,500,000 4 10%+ Owner 08 Feb 2022, 15:13
DUOT DUOS TECHNOLOGIES GROUP, INC. 11 Jan 2022 2 +$2,500,003 4 10%+ Owner 12 Jan 2022, 14:04
SCND SCIENTIFIC INDUSTRIES INC 18 Jun 2021 0 $0 3 10%+ Owner 24 Jun 2021, 15:30