| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| RAND CAPITAL CORP | 10%+ Owner | Common Stock | 1.66M | $21.8M | $13.15 | Dec 13, 2021 | Direct |
| Callodine Specialty Income Fund | 10%+ Owner | Class I Shares | 2.5M | Aug 15, 2025 | By East Asset Management, LLC | ||
| Callodine Specialty Income Fund | 10%+ Owner | Class I Shares | 2.5M | Aug 15, 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| CALIX | Callodine Specialty Income Fund | Aug 15, 2025 | 0 | $0 | 3 | Aug 22, 2025 | 10%+ Owner |
| RAND | RAND CAPITAL CORP | Dec 10, 2021 | 2 | $163K | 4 | Dec 13, 2021 | 10%+ Owner |
| RAND | RAND CAPITAL CORP | Dec 3, 2021 | 2 | $63.9K | 4 | Dec 6, 2021 | 10%+ Owner |
| RAND | RAND CAPITAL CORP | Nov 29, 2021 | 2 | $47.1K | 4 | Dec 1, 2021 | 10%+ Owner |
| RAND | RAND CAPITAL CORP | Nov 22, 2021 | 3 | $11.5K | 4 | Nov 26, 2021 | 10%+ Owner |