| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| DELCATH SYSTEMS, INC. | Director | Common shares | 3,413,468 | $34,134,680 | $10.00 | 05 May 2025 | By Rosalind Advisors Inc., the advisor to the Rosalind Funds |
| DELCATH SYSTEMS, INC. | Director | Pre-funded Warrants | 1,323,919 | $13,225,951 | $9.99 | 24 Dec 2024 | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| Neuraxis, INC | Director | Common Shares | 286,138 | $1,007,205 | $3.52 | 23 Dec 2025 | By Rosalind Advisors, Inc., the advisor to the Rosalind Master Fund L.P. |
| DELCATH SYSTEMS, INC. | Director | Tranche B warrants to purchase F-4 Preferred Stock | 0 | $0 | $1000.00 | 30 Oct 2024 | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| DELCATH SYSTEMS, INC. | Director | Stock Option (right to buy) | 22,500 | 15 May 2025 | Direct | ||
| DELCATH SYSTEMS, INC. | Director | 8% CONVERTIBLE NOTE | 0 | 30 Oct 2024 | By Rosalind Advisors, Inc., the advisor to the Rosalind Funds |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| NRXS | Neuraxis, INC | 23 Dec 2025 | 1 | +$1,007,206 | 4 | Director | 29 Dec 2025, 17:12 |
| DCTH | DELCATH SYSTEMS, INC. | 15 May 2025 | 1 | $0 | 4 | Director | 19 May 2025, 16:10 |
| DCTH | DELCATH SYSTEMS, INC. | 05 May 2025 | 1 | +$4,000,000 | 4 | Director | 09 May 2025, 13:00 |
| DCTH | DELCATH SYSTEMS, INC. | 24 Dec 2024 | 2 | +$8,533,500 | 4 | Director | 26 Dec 2024, 15:36 |
| NRXS | Neuraxis, INC | 25 Nov 2024 | 0 | $0 | 3 | Director | 26 Nov 2024, 15:57 |
| DCTH | DELCATH SYSTEMS, INC. | 30 Oct 2024 | 2 | +$500,000 | 4 | Director | 01 Nov 2024, 15:47 |
| DCTH | DELCATH SYSTEMS, INC. | 23 May 2024 | 1 | $0 | 4 | Director | 28 May 2024, 16:30 |
| DCTH | DELCATH SYSTEMS, INC. | 18 Apr 2024 | 2 | +$6,199 | 4/A | Director | 16 May 2024, 14:05 |
| DCTH | DELCATH SYSTEMS, INC. | 18 Apr 2024 | 2 | +$3,843,330,429 | 4 | Director | 16 May 2024, 13:09 |
| DCTH | DELCATH SYSTEMS, INC. | 19 Mar 2024 | 1 | +$100,001 | 4 | Director | 20 Mar 2024, 20:00 |
| DCTH | DELCATH SYSTEMS, INC. | 12 Jun 2023 | 1 | $0 | 4 | Director | 22 Jun 2023, 17:43 |
| DCTH | DELCATH SYSTEMS, INC. | 13 Dec 2022 | 1 | +$2,000,001 | 4 | Director | 14 Dec 2022, 15:54 |
| DCTH | DELCATH SYSTEMS, INC. | 18 Jul 2022 | 1 | +$2,250,001 | 4 | Director | 20 Jul 2022, 18:01 |
| DCTH | DELCATH SYSTEMS, INC. | 04 May 2022 | 1 | $0 | 4 | Director | 06 May 2022, 14:45 |
| DCTH | DELCATH SYSTEMS, INC. | 18 Apr 2022 | 1 | +$12,697 | 4 | Director | 19 Apr 2022, 13:52 |
| DCTH | DELCATH SYSTEMS, INC. | 30 Dec 2021 | 1 | +$2,396,000 | 5 | Director | 14 Feb 2022, 18:44 |
| DCTH | DELCATH SYSTEMS, INC. | 05 Aug 2021 | 1 | $0 | 4 | Director | 09 Aug 2021, 16:28 |
| DCTH | DELCATH SYSTEMS, INC. | 23 Jun 2021 | 4 | $0 | 4 | Director | 25 Jun 2021, 19:27 |