| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Rezolute, Inc. | 10%+ Owner | Common Stock | 91,300,933 | $173,462,643 | $1.90 | 23 Jul 2019 | Direct |
| Rezolute, Inc. | 10%+ Owner | Series AA Preferred Stock | 0 | $10.00 | 26 Apr 2019 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| RZLT | Rezolute, Inc. | 26 Apr 2019 | 3 | -$2,500,000 | 4 | 10%+ Owner | 28 Jul 2021, 17:24 |
| RZLT | Rezolute, Inc. | 30 Jan 2019 | 0 | $0 | 3 | 10%+ Owner | 28 Jul 2021, 17:23 |