| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| Advanced Flower Capital Inc. | President and CIO | Common Stock | 5.69M | $19.5M | $3.42 | 20 Nov 2025 | Held by spouse |
| Sunrise Realty Trust, Inc. | President | Common Stock | 1.43M | $18.9M | $13.18 | 19 Dec 2024 | Held by spouse |
| Sunrise Realty Trust, Inc. | President | Common Stock | 59K | $777K | $13.18 | 19 Dec 2024 | Indirect |
| Advanced Flower Capital Inc. | President and CIO | Common Stock | 180K | $617K | $3.42 | 20 Nov 2025 | Indirect |
| Advanced Flower Capital Inc. | President and CIO | Common Stock | 219K | $600K | $2.74 | 20 Nov 2025 | Direct |
| Sunrise Realty Trust, Inc. | President | Common Stock | 33.1K | $436K | $13.15 | 19 Dec 2024 | Direct |
| Sunrise Realty Trust, Inc. | President | Common Stock | 1K | $13.2K | $13.18 | 19 Dec 2024 | By reporting person as UTMA custodian for daughters |
| AFC BDC Inc. | Director | Common Stock | 2.5K | 28 Apr 2022 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| AFCG | Advanced Flower Capital Inc. | 20 Nov 2025 | 1 | $250K | 4 | President and CIO | 21 Nov 2025, 20:40 |
| AFCG | Advanced Flower Capital Inc. | 22 Aug 2025 | 2 | $24.7K | 4 | President and CIO | 26 Aug 2025, 18:16 |
| AFCG | Advanced Flower Capital Inc. | 14 Mar 2025 | 2 | $49.7K | 4 | President and CIO | 17 Mar 2025, 17:55 |
| AFCG | Advanced Flower Capital Inc. | 25 Feb 2025 | 1 | $400K | 4 | President and CIO | 27 Feb 2025, 16:36 |
| SUNS | Sunrise Realty Trust, Inc. | 19 Dec 2024 | 1 | $100K | 4 | President | 23 Dec 2024, 16:10 |
| SUNS | Sunrise Realty Trust, Inc. | 28 Aug 2024 | 1 | $205K | 4 | President | 30 Aug 2024, 21:32 |
| SUNS | Sunrise Realty Trust, Inc. | 19 Aug 2024 | 1 | $6.57K | 4 | President | 20 Aug 2024, 16:30 |
| SUNS | Sunrise Realty Trust, Inc. | 11 Jul 2024 | 3 | $44.3K | 4 | President | 12 Jul 2024, 19:46 |
| SUNS | Sunrise Realty Trust, Inc. | 02 Jul 2024 | 0 | $0 | 3 | President | 02 Jul 2024, 17:02 |
| AFCG | AFC Gamma, Inc. | 24 Jan 2024 | 1 | $400K | 4 | President | 25 Jan 2024, 17:22 |
| AFCG | AFC Gamma, Inc. | 11 May 2023 | 5 | $2.49M | 4 | President | 15 May 2023, 16:30 |
| AFCG | AFC Gamma, Inc. | 08 Mar 2023 | 2 | $369K | 4/A | President | 21 Mar 2023, 20:02 |
| AFCG | AFC Gamma, Inc. | 03 Jan 2023 | 2 | $1.2M | 4 | Managing Director | 05 Jan 2023, 17:01 |
| AFCG | AFC Gamma, Inc. | 11 May 2022 | 2 | $352K | 4 | Managing Director | 13 May 2022, 08:45 |
| NONE | AFC BDC Inc. | 28 Apr 2022 | 1 | $50K | 4 | Director | 02 May 2022, 21:54 |
| NONE | AFC BDC Inc. | 05 Apr 2022 | 0 | $0 | 3 | Director | 06 Apr 2022, 16:03 |
| AFCG | AFC Gamma, Inc. | 11 Jan 2022 | 2 | $0 | 4/A | Managing Director | 14 Jan 2022, 08:19 |
| AFCG | AFC Gamma, Inc. | 25 Jun 2021 | 1 | $20.7K | 4 | Managing Director | 28 Jun 2021, 18:00 |