| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| P3 Health Partners Inc. | 10%+ Owner | Class A Common Stock | 7,545,264 | $10,638,822 | $1.41 | 28 Jan 2022 | Indirect |
| Horizon Technology Finance Corp | Director | Common Stock | 20,000 | $170,600 | $8.53 | 16 Dec 2024 | By Self as Trustee for Michael P. Balkin Revocable Trust dated 11/1/93 as Amended |
| Horizon Technology Finance Corp | Director | Common Stock | 10,000 | $85,300 | $8.53 | 16 Dec 2024 | Direct |
| P3 Health Partners Inc. | 10%+ Owner | Class A Common Stock Warrants (right to buy) | 227,500 | 12 Feb 2021 | Indirect | ||
| Foresight Acquisition Corp. | 10%+ Owner | Class B Common Stock | 0 | $2.65 | 04 Oct 2021 | Indirect |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| HRZN | Horizon Technology Finance Corp | 16 Dec 2024 | 1 | +$170,600 | 4 | Director | 17 Dec 2024, 13:23 |
| HRZN | Horizon Technology Finance Corp | 05 Aug 2024 | 1 | +$105,800 | 4 | Director | 05 Aug 2024, 15:03 |
| HRZN | Horizon Technology Finance Corp | 18 Jul 2023 | 0 | $0 | 3 | Director | 18 Jul 2023, 20:37 |
| PIII | P3 Health Partners Inc. | 28 Jan 2022 | 2 | +$72,450 | 4 | 10%+ Owner | 31 Jan 2022, 13:33 |
| PIII | P3 Health Partners Inc. | 19 Jan 2022 | 2 | +$21,619 | 4/A | 10%+ Owner | 21 Jan 2022, 16:21 |
| PIII | Foresight Acquisition Corp. | 04 Oct 2021 | 2 | $0 | 4 | Chief Executive Officer, Director, 10%+ Owner | 06 Oct 2021, 17:25 |