| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership | 
|---|---|---|---|---|---|---|---|
| Nuwellis, Inc. | CFO and Treasurer | Non-statutory Stock Option (right to buy) | 62.5K | Jun 30, 2021 | Direct | ||
| Nuwellis, Inc. | CFO and Treasurer | Incentive Stock Option (right to buy) | 40.1K | Mar 3, 2022 | Direct | 
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role | 
|---|---|---|---|---|---|---|---|
| NUWE | Nuwellis, Inc. | Mar 3, 2022 | 1 | $0 | 4 | Mar 4, 2022 | CFO and Treasurer | 
| NUWE | Nuwellis, Inc. | Jun 30, 2021 | 1 | $0 | 4 | Jul 1, 2021 | CFO and Treasurer | 
| NUWE | Nuwellis, Inc. | Jun 28, 2021 | 0 | $0 | 3 | Jun 29, 2021 | CFO and Treasurer |