Dawn M. Brockman

Insider Reports History

Location
Minneapolis, MN
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Dawn M. Brockman:

Company Role Class Num Shares Value Price $ Report Date Ownership
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Common Stock 1,055 $572,348 $542.51 10 Jul 2025 Direct
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Phantom Stock 289 $168,485 $538.60 10 Jul 2025 Direct
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Common Stock 144 $68,073 $471.65 10 Jul 2025 By 401(k) Plan
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Employee Stock Option (right to buy) 262 31 Jan 2025 Direct

Insider Reports Filed by Dawn M. Brockman

Symbol Company Period Transactions Value $ Form Type Role Filing Time
AMP AMERIPRISE FINANCIAL INC 10 Jul 2025 3 -$5,254 4 SVP AND CONTROLLER 14 Jul 2025, 19:32
AMP AMERIPRISE FINANCIAL INC 07 Feb 2025 1 +$14,625 4 SVP AND CONTROLLER 11 Feb 2025, 19:17
AMP AMERIPRISE FINANCIAL INC 31 Jan 2025 2 $0 4 SVP AND CONTROLLER 04 Feb 2025, 19:03
AMP AMERIPRISE FINANCIAL INC 28 Jan 2025 1 -$12,580 4 SVP AND CONTROLLER 30 Jan 2025, 19:33
AMP AMERIPRISE FINANCIAL INC 27 Jan 2025 1 -$11,789 4 SVP AND CONTROLLER 29 Jan 2025, 19:33
AMP AMERIPRISE FINANCIAL INC 26 Jan 2025 1 -$12,399 4 SVP AND CONTROLLER 28 Jan 2025, 21:05
AMP AMERIPRISE FINANCIAL INC 06 Nov 2024 1 -$196,042 4 SVP AND CONTROLLER 08 Nov 2024, 16:31
AMP AMERIPRISE FINANCIAL INC 11 Jul 2024 3 -$1,625 4 SVP AND CONTROLLER 15 Jul 2024, 18:49
AMP AMERIPRISE FINANCIAL INC 26 Mar 2024 4 -$140,623 4 SVP AND CONTROLLER 28 Mar 2024, 16:50
AMP AMERIPRISE FINANCIAL INC 09 Feb 2024 1 +$12,350 4 SVP AND CONTROLLER 13 Feb 2024, 20:54
AMP AMERIPRISE FINANCIAL INC 29 Jan 2024 1 -$12,580 4 SVP AND CONTROLLER 31 Jan 2024, 20:20
AMP AMERIPRISE FINANCIAL INC 26 Jan 2024 4 -$16,439 4 SVP AND CONTROLLER 30 Jan 2024, 20:54
AMP AMERIPRISE FINANCIAL INC 18 Dec 2023 3 -$34,808 4 SVP AND CONTROLLER 20 Dec 2023, 16:19
AMP AMERIPRISE FINANCIAL INC 10 Feb 2023 1 +$11,700 4 SVP AND CONTROLLER 14 Feb 2023, 17:49
AMP AMERIPRISE FINANCIAL INC 31 Jan 2023 1 -$7,353 4 SVP AND CONTROLLER 02 Feb 2023, 18:10
AMP AMERIPRISE FINANCIAL INC 27 Jan 2023 4 -$18,256 4 SVP AND CONTROLLER 31 Jan 2023, 18:55
AMP AMERIPRISE FINANCIAL INC 27 Dec 2022 1 -$127,358 4 INTERIM CONTROLLER AND PAO 29 Dec 2022, 16:01
AMP AMERIPRISE FINANCIAL INC 01 Jul 2022 0 $0 3 Interim Controller and PAO 08 Jul 2022, 16:35