Dawn M. Brockman

Insider Reports History

Location
General Counsel's Office, 1098 Ameriprise Financial Center, Minneapolis, MN
Signature
/s/ Wendy B. Mahling for Dawn M. Brockman
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Dawn M. Brockman:

Stock Role Class Num Shares Value Price $ Report Date Ownership
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Common Stock 1.06K $572K $542.51 Jul 10, 2025 Direct
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Phantom Stock 289 $168K $538.60 Jul 10, 2025 Direct
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Common Stock 144 $68.1K $471.65 Jul 10, 2025 By 401(k) Plan
AMERIPRISE FINANCIAL INC SVP AND CONTROLLER Employee Stock Option (right to buy) 262 Jan 31, 2025 Direct

Insider Reports Filed by Dawn M. Brockman

Symbol Company Period Transactions Value $ Form Type Date Filed Role
AMP AMERIPRISE FINANCIAL INC Jul 10, 2025 3 -$5.25K 4 Jul 14, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Feb 7, 2025 1 $14.6K 4 Feb 11, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 31, 2025 2 $0 4 Feb 4, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 28, 2025 1 -$12.6K 4 Jan 30, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 27, 2025 1 -$11.8K 4 Jan 29, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 26, 2025 1 -$12.4K 4 Jan 28, 2025 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Nov 6, 2024 1 -$196K 4 Nov 8, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jul 11, 2024 3 -$1.63K 4 Jul 15, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Mar 26, 2024 4 -$141K 4 Mar 28, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Feb 9, 2024 1 $12.3K 4 Feb 13, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 29, 2024 1 -$12.6K 4 Jan 31, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 26, 2024 4 -$16.4K 4 Jan 30, 2024 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Dec 18, 2023 3 -$34.8K 4 Dec 20, 2023 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Feb 10, 2023 1 $11.7K 4 Feb 14, 2023 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 31, 2023 1 -$7.35K 4 Feb 2, 2023 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Jan 27, 2023 4 -$18.3K 4 Jan 31, 2023 SVP AND CONTROLLER
AMP AMERIPRISE FINANCIAL INC Dec 27, 2022 1 -$127K 4 Dec 29, 2022 INTERIM CONTROLLER AND PAO
AMP AMERIPRISE FINANCIAL INC Jul 1, 2022 0 $0 3 Jul 8, 2022 Interim Controller and PAO