| Security | Num Shares | Value | Price $ | Transaction Date | Ownership | Underlying Class | Underlying Amount |
|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | 8,546,750 | $22,401,886 | $2.62 | 03 Apr 2023 | By BioXcel LLC | ||
| Common Stock, par value $0.001 per share | 8,195 | $21,480 | $2.62 | 03 Apr 2023 | Direct |