| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| XAI Octagon Floating Rate & Alternative Income Term Trust | Chief Compliance Officer | Common Shares of Beneficial Interest | 0 | $8.66 | 02 Oct 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| N/A | Keystone Private Income Fund | 26 Mar 2025 | 0 | $0 | 3 | Chief Compliance Officer | 27 Mar 2025, 18:26 |
| MCN | Madison Covered Call & Equity Strategy Fund | 02 Dec 2024 | 0 | $0 | 3 | Chief Compliance Officer | 02 Dec 2024, 13:59 |
| [NONE] | Octagon XAI CLO Income Fund | 16 Feb 2024 | 0 | $0 | 3 | Chief Compliance Officer | 23 Feb 2024, 12:26 |
| [ NONE ] | CAZ Strategic Opportunities Fund | 09 Jan 2024 | 0 | $0 | 3 | Chief Compliance Officer | 10 Jan 2024, 14:14 |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | 02 Oct 2023 | 0 | $0 | 3 | Chief Compliance Officer | 03 Oct 2023, 20:02 |
| DMA | Destra Multi-Alternative Fund | 16 Aug 2023 | 0 | $0 | 3 | Chief Compliance Officer | 20 Sep 2023, 13:35 |
| CEDIX | BlueBay Destra International Event-Driven Credit Fund | 16 Aug 2023 | 0 | $0 | 3 | Chief Compliance Officer | 20 Sep 2023, 13:34 |