| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| XAI Octagon Floating Rate & Alternative Income Term Trust | Chief Compliance Officer | Common Shares of Beneficial Interest | 0 | $8.67 | Oct 2, 2023 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| N/A | Keystone Private Income Fund | Mar 26, 2025 | 0 | $0 | 3 | Mar 27, 2025 | Chief Compliance Officer |
| MCN | Madison Covered Call & Equity Strategy Fund | Dec 2, 2024 | 0 | $0 | 3 | Dec 2, 2024 | Chief Compliance Officer |
| [NONE] | Octagon XAI CLO Income Fund | Feb 16, 2024 | 0 | $0 | 3 | Feb 23, 2024 | Chief Compliance Officer |
| [ NONE ] | CAZ Strategic Opportunities Fund | Jan 9, 2024 | 0 | $0 | 3 | Jan 10, 2024 | Chief Compliance Officer |
| XFLT | XAI Octagon Floating Rate & Alternative Income Term Trust | Oct 2, 2023 | 0 | $0 | 3 | Oct 3, 2023 | Chief Compliance Officer |
| DMA | Destra Multi-Alternative Fund | Aug 16, 2023 | 0 | $0 | 3 | Sep 20, 2023 | Chief Compliance Officer |
| CEDIX | BlueBay Destra International Event-Driven Credit Fund | Aug 16, 2023 | 0 | $0 | 3 | Sep 20, 2023 | Chief Compliance Officer |