Sara Wardell-Smith

Insider Reports History

Location
4350 La Jolla Village Drive, Suite 140, San Diego, CA
Signature
/s/ Sara Wardell-Smith
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by Sara Wardell-Smith:

Stock Role Class Num Shares Value Price $ Report Date Ownership
Axos Financial, Inc. Director Common Stock 10.3K $664K $64.73 Mar 4, 2025 Direct
Axos Financial, Inc. Director Restricted Stock Units 4.29K $366K $85.25 Dec 15, 2024 Direct
C1 Fund Inc. Director Common Stock 30K Aug 8, 2025 Direct

Insider Reports Filed by Sara Wardell-Smith

Symbol Company Period Transactions Value $ Form Type Date Filed Role
CFND C1 Fund Inc. Aug 8, 2025 1 $300K 4 Aug 11, 2025 Director
CFND C1 Fund Inc. Aug 6, 2025 0 $0 3 Aug 6, 2025 Director
AX Axos Financial, Inc. Mar 4, 2025 1 $194K 4 Mar 5, 2025 Director
AX Axos Financial, Inc. Dec 15, 2024 3 $179K 4 Dec 18, 2024 Director
AX Axos Financial, Inc. Nov 14, 2024 1 $0 4 Nov 15, 2024 Director
AX Axos Financial, Inc. Mar 15, 2024 1 $249K 4 Mar 19, 2024 Director
AX Axos Financial, Inc. Dec 15, 2023 1 $0 4 Dec 18, 2023 Director
AX Axos Financial, Inc. Nov 27, 2023 0 $0 3 Dec 6, 2023 Director