| Stock | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| PROSPECT CAPITAL CORP | 10%+ Owner | COMMON STOCK | 43.7M | $248M | $5.67 | Dec 27, 2023 | Direct |
| Prospect Floating Rate & Alternative Income Fund, Inc. | 10%+ Owner | COMMON STOCK | 2.07M | Feb 22, 2024 | Direct | ||
| Prospect Enhanced Yield Fund | 10%+ Owner | Class I Shares of Beneficial Interest | 1M | Aug 7, 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Date Filed | Role |
|---|---|---|---|---|---|---|---|
| PAYIX | Prospect Enhanced Yield Fund | Aug 7, 2025 | 0 | $0 | 3 | Aug 7, 2025 | 10%+ Owner |
| NONE | Prospect Floating Rate & Alternative Income Fund, Inc. | Feb 22, 2024 | 0 | $0 | 3 | Feb 26, 2024 | 10%+ Owner |
| PSEC | PROSPECT CAPITAL CORP | Dec 27, 2023 | 0 | $0 | 3 | Feb 26, 2024 | 10%+ Owner |