| Company | Role | Class | Num Shares | Value | Price $ | Report Date | Ownership |
|---|---|---|---|---|---|---|---|
| NovaBay Pharmaceuticals, Inc. | 10%+ Owner | Common Stock | 56,806,080 | $74,228,504 | $1.31 | 21 Oct 2025 | Direct |
| NovaBay Pharmaceuticals, Inc. | 10%+ Owner | Pre-Funded Warrants (Right to Buy) | 2,702,703 | 16 Oct 2025 | Direct | ||
| NovaBay Pharmaceuticals, Inc. | 10%+ Owner | Series D Non-Voting Convertible Preferred Stock | 220,663 | 16 Oct 2025 | Direct | ||
| NovaBay Pharmaceuticals, Inc. | 10%+ Owner | Series E Non-Voting Convertible Preferred Stock | 134,375 | 16 Oct 2025 | Direct |
| Symbol | Company | Period | Transactions | Value $ | Form Type | Role | Filing Time |
|---|---|---|---|---|---|---|---|
| NBY | NovaBay Pharmaceuticals, Inc. | 16 Oct 2025 | 2 | $0 | 4 | 10%+ Owner | 03 Nov 2025, 21:39 |
| NBY | NovaBay Pharmaceuticals, Inc. | 16 Oct 2025 | 2 | $0 | 4/A | 10%+ Owner | 22 Oct 2025, 21:27 |
| NBY | NovaBay Pharmaceuticals, Inc. | 09 Oct 2025 | 0 | $0 | 3/A | 10%+ Owner | 22 Oct 2025, 21:22 |