RiverNorth Financial Holdings, LLC

Insider Reports History

Location
360 S. Rosemary Ave, Suite 1420, West Palm Beach, FL
Signature
/s/ Marc Collins
All insider transactions
Transactions in reports broken out by “transaction date” reported in original SEC filing, see here for transactions aggregated across transaction date

Holdings reported by RiverNorth Financial Holdings, LLC:

Stock Role Class Num Shares Value Price $ Report Date Ownership
RiverNorth Opportunistic Municipal Income Fund, Inc. Affiliate of the Adviser Common Stock 75.5K $1.09M $14.48 Nov 24, 2025 Direct
RiverNorth Flexible Municipal Income Fund, Inc. Affiliate of the Adviser Common Stock 40.6K $572K $14.07 Nov 26, 2025 Direct
RiverNorth Flexible Municipal Income Fund, Inc. Affiliate of the Adviser Commmon Stock 10.9K $156K $14.30 Oct 23, 2025 Direct
RiverNorth Capital & Income Fund, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Flexible Municipal Income Fund II, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Flexible Municipal Income Fund, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Managed Duration Municipal Income Fund II, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Managed Duration Municipal Income Fund, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Opportunistic Municipal Income Fund, Inc. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RIVERNORTH OPPORTUNITIES FUND, INC. Affiliate of the Adviser Common Shares of Beneficial Interest 0 Sep 18, 2025 Direct
RiverNorth Flexible Municipal Income Fund II, Inc. Affiliate of the Adviser Common Stock $14K $12.78 Dec 4, 2025 Direct

Insider Reports Filed by RiverNorth Financial Holdings, LLC

Symbol Company Period Transactions Value $ Form Type Date Filed Role
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Dec 3, 2025 2 $74.8K 4 Dec 4, 2025 Affiliate of the Adviser
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Dec 2, 2025 1 $104K 4 Dec 3, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 26, 2025 1 $2.46K 4 Nov 28, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 25, 2025 1 $37.9K 4 Nov 26, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 24, 2025 1 $80.5K 4 Nov 25, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 24, 2025 1 $69K 4 Nov 25, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 17, 2025 1 $96.6K 4 Nov 18, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 14, 2025 1 $62.4K 4 Nov 17, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 14, 2025 1 $102K 4 Nov 17, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 13, 2025 1 $53.5K 4 Nov 14, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 10, 2025 2 $43.2K 4 Nov 12, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 10, 2025 2 $80.1K 4 Nov 12, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 7, 2025 1 $99.5K 4 Nov 10, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 7, 2025 1 $61K 4 Nov 10, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 5, 2025 1 $18K 4 Nov 6, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 5, 2025 1 $31.3K 4 Nov 6, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Nov 4, 2025 1 $61.3K 4 Nov 5, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Nov 4, 2025 1 $101K 4 Nov 5, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 31, 2025 2 $39.2K 4 Nov 3, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 30, 2025 1 $2.86K 4 Oct 31, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 28, 2025 2 $14K 4 Oct 29, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 24, 2025 1 $2.02K 4 Oct 27, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 24, 2025 1 $61.5K 4 Oct 27, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 23, 2025 1 $61.7K 4 Oct 24, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 23, 2025 1 $46K 4 Oct 24, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 22, 2025 1 $61.8K 4 Oct 23, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 22, 2025 1 $47.9K 4 Oct 23, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Oct 21, 2025 1 $62.6K 4 Oct 22, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 21, 2025 1 $42.2K 4 Oct 22, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 20, 2025 1 $40.8K 4 Oct 21, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 17, 2025 1 $60.5K 4 Oct 20, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 16, 2025 1 $44.7K 4 Oct 17, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 15, 2025 1 $61K 4 Oct 16, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Oct 13, 2025 2 $31.4K 4 Oct 14, 2025 Affiliate of the Adviser
RSF RiverNorth Capital & Income Fund, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RMMZ RiverNorth Managed Duration Municipal Income Fund II, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RMM RiverNorth Managed Duration Municipal Income Fund, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RMI RiverNorth Opportunistic Municipal Income Fund, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RIV RIVERNORTH OPPORTUNITIES FUND, INC. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
OPP RiverNorth/DoubleLine Strategic Opportunity Fund, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RFMZ RiverNorth Flexible Municipal Income Fund II, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser
RFM RiverNorth Flexible Municipal Income Fund, Inc. Sep 18, 2025 0 $0 3 Sep 18, 2025 Affiliate of the Adviser