Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
-
Equity / EQUAL SEC ETF
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Number of holders
-
16
-
Total 13F shares, excl. options
-
707K
-
Shares change
-
-49.8K
-
Total reported value, excl. options
-
$38.6M
-
Value change
-
-$2.73M
-
Number of buys
-
9
-
Number of sells
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-7
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Price
-
$54.65
Significant Holders of ALPS ETF TR - EQUAL SEC ETF (EQL) as of Q3 2014
20 filings reported holding EQL - ALPS ETF TR - EQUAL SEC ETF as of Q3 2014.
ALPS ETF TR - EQUAL SEC ETF (EQL) has 16 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 707K shares
.
Largest 10 shareholders include UBS AG (270K shares), BANK OF AMERICA CORP /DE/ (231K shares), MORGAN STANLEY (83K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (30.7K shares), LPL Financial LLC (29.9K shares), WELLS FARGO & COMPANY/MN (27K shares), RAYMOND JAMES & ASSOCIATES (14.4K shares), Placemark Investments, Inc. (7.51K shares), JANE STREET GROUP, LLC (7.12K shares), and Private Advisor Group, LLC (1.49K shares).
This table shows the top 16 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.