Q3 2019 13F Holders as of 30 Sep 2019
-
Type / Class
-
Equity / EQUAL SEC ETF
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Number of holders
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28
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Total 13F shares, excl. options
-
789K
-
Shares change
-
-13.8K
-
Total reported value, excl. options
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$59.6M
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Value change
-
-$1.03M
-
Number of buys
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10
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Number of sells
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-15
-
Price
-
$75.60
Significant Holders of ALPS ETF TR - EQUAL SEC ETF (EQL) as of Q3 2019
31 filings reported holding EQL - ALPS ETF TR - EQUAL SEC ETF as of Q3 2019.
ALPS ETF TR - EQUAL SEC ETF (EQL) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 789K shares
.
Largest 10 shareholders include BANK OF AMERICA CORP /DE/ (297K shares), UBS Group AG (121K shares), MORGAN STANLEY (117K shares), WELLS FARGO & COMPANY/MN (63K shares), JANE STREET GROUP, LLC (34.4K shares), Bernicke Wealth Management, Ltd. (26.3K shares), LPL Financial LLC (24.6K shares), COMMONWEALTH EQUITY SERVICES, LLC (15.1K shares), Stratos Wealth Partners, LTD. (14.6K shares), and RAYMOND JAMES & ASSOCIATES (10.4K shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.