ALPS ETF Trust - Exchange Traded Fund (RFDA)

Historical Holders from Q2 2016 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
RFDA
Shares outstanding
1,324,985
Price per share
$63.88
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares as of 30 Sep 2025
1,317,442
Holdings value
$82,933,951
% of all portfolios
0%
Share change
-33,740
Value change
-$1,967,834
Average buys %
+0%
Average sells %
-0%
Number of holders
25
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ALPS ETF Trust - Exchange Traded Fund (RFDA) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 13% $9,227,141 173,573 TRUIST FINANCIAL CORP 30 Jun 2025
As of 30 Sep 2025, ALPS ETF Trust - Exchange Traded Fund (RFDA) has 25 institutional shareholders filing 13F forms. They hold 1,317,442 shares of 1,324,985 outstanding shares (99%) .

Top 25 institutional shareholders own 99% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
RiverFront Investment Group, LLC 19% 246,292 -2.2% 0.27% $15,504,081
Prospera Financial Services Inc 18% 232,266 +5.6% 0.25% $14,621,430
ALPS ADVISORS INC 17% 227,632 -1.7% 0.08% $14,329,434
ENVESTNET ASSET MANAGEMENT INC 14% 184,890 +0.51% 0% $11,638,849
TRUIST FINANCIAL CORP 13% 174,651 +0.62% 0.01% $10,994,278
RETIREMENT PLANNING GROUP, LLC / NY 5% 65,840 -3.3% 3.1% $4,144,646
RAYMOND JAMES FINANCIAL INC 4.9% 65,286 +8.9% 0% $4,109,733
Koshinski Asset Management, Inc. 2.8% 36,954 -0.96% 0.17% $2,326,257
Janney Montgomery Scott LLC 1.2% 15,984 +0.73% 0% $1,006,000
GAMMA Investing LLC 1.1% 15,067 0% 0.05% $948,468
LEIGH BALDWIN & CO., LLC 0.7% 9,337 +0.2% 0.33% $587,771
DAVENPORT & Co LLC 0.7% 9,291 0% 0% $584,868
Elevated Capital Advisors, LLC 0.51% 6,765 -15% 0.11% $425,878
TWO SIGMA INVESTMENTS, LP 0.43% 5,680 -27% 0% $357,556
Kestra Advisory Services, LLC 0.39% 5,127 -6.3% 0% $322,742
SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.29% 3,864 -51% 0% $243,239
Stratos Wealth Partners, LTD. 0.27% 3,530 -40% 0% $222,214
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.26% 3,447 0% 0% $217,850
JPMORGAN CHASE & CO 0.19% 2,482 0% 0% $156,242
NewEdge Advisors, LLC 0.08% 1,040 0% 0% $65,468
UBS Group AG 0.07% 911 +31% 0% $57,347
EVOLUTION WEALTH MANAGEMENT INC. 0.07% 881 0% 0.06% $55,459
MORGAN STANLEY 0.01% 185 0% 0% $11,646
Luminist Capital LLC 0% 39 0% 0% $2,463
WELLS FARGO & COMPANY/MN 0% 1 0% 0% $32

Institutional Holders of ALPS ETF Trust - Exchange Traded Fund (RFDA) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 18,496 $1,180,063 -$1,148 $63.88 2
2025 Q3 1,317,442 $82,933,951 -$1,967,834 $62.95 25
2025 Q2 1,351,182 $78,345,053 +$11,756,609 $58.01 27
2025 Q1 1,147,694 $60,970,868 -$16,059,080 $53.12 23
2024 Q4 1,450,637 $81,113,562 +$5,478,006 $55.92 25
2024 Q3 1,239,245 $68,421,934 -$3,623,901 $55.21 22
2024 Q2 1,308,266 $69,239,176 -$3,074,322 $52.90 23
2024 Q1 1,367,227 $69,396,476 -$206,963 $50.76 24
2023 Q4 1,373,161 $65,455,120 -$5,438,700 $47.67 26
2023 Q3 1,533,841 $67,157,804 +$1,991,962 $43.77 27
2023 Q2 1,486,724 $68,566,673 -$4,742,305 $46.13 29
2023 Q1 1,589,685 $68,457,630 -$8,820,510 $43.06 29
2022 Q4 1,818,547 $76,399,427 -$20,734,322 $41.93 29
2022 Q3 2,486,858 $97,162,000 -$1,352,077 $38.94 25
2022 Q2 2,421,134 $104,508,000 -$1,704,293 $43.05 21
2022 Q1 2,557,220 $122,922,403 -$16,853,283 $48.16 23
2021 Q4 2,799,861 $132,817,615 -$11,525,439 $47.44 23
2021 Q3 3,131,045 $134,906,838 -$523,319 $42.98 20
2021 Q2 3,033,952 $131,973,000 -$4,875,776 $43.47 16
2021 Q1 3,258,419 $132,459,000 +$2,519,523 $40.54 19
2020 Q4 3,194,930 $122,254,000 -$7,495,497 $38.27 19
2020 Q3 3,390,845 $118,990,000 -$13,017,662 $35.00 18
2020 Q2 3,623,080 $118,229,000 +$23,141,595 $32.48 19
2020 Q1 2,874,978 $77,918,000 -$11,796,913 $27.10 16
2019 Q4 3,348,349 $117,310,000 +$20,697,860 $35.04 19
2019 Q3 3,296,230 $107,913,000 -$5,797,659 $32.74 17
2019 Q2 3,473,878 $112,118,000 -$6,641,648 $32.26 17
2019 Q1 3,780,011 $121,115,000 -$2,789,997 $32.11 20
2018 Q4 3,778,004 $106,262,000 -$8,451,236 $28.12 16
2018 Q3 4,064,825 $135,305,000 +$27,431,640 $33.30 14
2018 Q2 3,238,102 $104,858,000 +$539,485 $32.38 15
2018 Q1 3,225,646 $100,979,000 +$46,976,629 $31.31 15
2017 Q4 1,792,472 $56,819,000 +$7,101,186 $31.67 15
2017 Q3 1,566,243 $47,002,000 +$11,910,600 $30.00 13
2017 Q2 1,169,370 $33,232,634 +$12,341,869 $28.43 10
2017 Q1 736,834 $20,539,000 +$9,772,736 $27.89 10
2016 Q4 386,432 $10,399,000 +$6,913,659 $26.98 8
2016 Q3 127,799 $3,321,000 +$2,443,001 $25.97 5
2016 Q2 34,795 $878,000 +$878,000 $25.23 1