ALPS ETF Trust - Exchange Traded Fund (RFCI)

Historical Holders from Q2 2016 to Q4 2025

Type / Class
Equity / Exchange Traded Fund
Symbol
RFCI
Shares outstanding
800,454
Price per share
$22.69
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
783,435
Total reported value
$17,826,865
% of total 13F portfolios
0%
Share change
-42,649
Value change
-$968,923
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of ALPS ETF Trust - Exchange Traded Fund (RFCI) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
TRUIST FINANCIAL CORP 15% +19% $2,768,675 -$126,682 121,669 -4.4% TRUIST FINANCIAL CORP 30 Sep 2025
As of 30 Sep 2025, ALPS ETF Trust - Exchange Traded Fund (RFCI) has 14 institutional shareholders filing 13F forms. They hold 783,435 shares. of 800,454 outstanding shares (98%) .

Top 15 institutional shareholders own 98% of the company.

Filer Ownership Nb Shares Share Change % Portfolio % Holdings Value
Prospera Financial Services Inc 25% 198,797 +3.9% 0.08% $4,523,424
RiverFront Investment Group, LLC 21% 167,253 -1.2% 0.07% $3,805,842
ENVESTNET ASSET MANAGEMENT INC 17% 135,043 -1.8% 0% $3,072,899
TRUIST FINANCIAL CORP 15% 121,669 -2.1% 0% $2,768,578
ALPS ADVISORS INC 11% 87,308 -16% 0.01% $1,986,694
CITADEL ADVISORS LLC 3.5% 28,157 +0.07% 0% $640,713
Elevated Capital Advisors, LLC 2.2% 17,689 -13% 0.1% $402,519
JANE STREET GROUP, LLC 1.8% 14,200 -46% 0% $323,121
SUSQUEHANNA INTERNATIONAL GROUP, LLP 1.4% 11,327 -18% 0% $257,746
NewEdge Advisors, LLC 0.18% 1,411 0% 0% $32,108
EVOLUTION WEALTH MANAGEMENT INC. 0.03% 275 0% 0.01% $6,258
GAMMA Investing LLC 0.03% 258 0% 0% $5,871
UBS Group AG 0.01% 47 -83% 0% $1,069
MORGAN STANLEY 0% 1 0% 0% $23
LEIGH BALDWIN & CO., LLC 0% 0 -100% $0

Institutional Holders of ALPS ETF Trust - Exchange Traded Fund (RFCI) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price Investors
2025 Q4 258 $5,854 $22.69 1
2025 Q3 783,435 $17,826,865 -$968,923 $22.76 14
2025 Q2 826,084 $18,653,654 +$2,326,384 $22.58 15
2025 Q1 722,832 $16,260,523 -$5,621,355 $22.50 15
2024 Q4 977,716 $21,738,769 -$119,142 $22.23 16
2024 Q3 972,979 $22,272,298 -$3,565,115 $22.89 14
2024 Q2 1,129,732 $25,054,346 -$329,434 $22.18 13
2024 Q1 1,144,665 $25,542,302 +$451,692 $22.32 13
2023 Q4 1,124,367 $25,414,579 -$4,430,670 $22.60 14
2023 Q3 1,359,768 $29,139,123 -$1,069,336 $21.42 17
2023 Q2 1,409,134 $31,279,175 -$1,952,655 $22.21 17
2023 Q1 1,499,267 $33,726,155 -$7,058,248 $22.49 19
2022 Q4 1,829,341 $40,522,186 -$24,179,824 $22.12 20
2022 Q3 3,427,523 $74,650,000 -$3,297,384 $21.78 19
2022 Q2 3,347,273 $75,759,000 -$10,111,259 $22.60 19
2022 Q1 4,027,575 $94,386,210 -$12,190,670 $23.47 20
2021 Q4 4,319,544 $107,475,029 -$13,327,499 $24.93 20
2021 Q3 5,060,152 $128,636,727 +$15,609,901 $25.42 19
2021 Q2 4,219,418 $107,783,000 -$360,681 $25.54 16
2021 Q1 4,459,772 $112,551,000 +$16,871,086 $25.23 16
2020 Q4 3,786,033 $99,059,000 -$2,774,241 $26.17 19
2020 Q3 3,892,057 $101,779,000 -$15,706,504 $26.16 19
2020 Q2 4,266,901 $111,728,000 -$6,020,272 $26.18 17
2020 Q1 4,410,017 $112,014,000 +$2,838,578 $25.40 16
2019 Q4 4,391,497 $110,205,000 +$13,574,811 $25.10 17
2019 Q3 4,537,825 $114,542,000 -$23,611,312 $25.24 19
2019 Q2 5,473,180 $136,500,000 +$1,143,160 $24.94 18
2019 Q1 5,620,725 $137,661,000 -$4,040,013 $24.44 20
2018 Q4 5,599,206 $132,817,000 +$15,891,377 $23.72 19
2018 Q3 4,929,239 $117,668,000 -$13,003,224 $23.87 15
2018 Q2 5,474,382 $130,953,000 +$47,605,829 $23.92 15
2018 Q1 3,483,982 $83,844,000 +$36,306,685 $24.06 15
2017 Q4 2,048,955 $50,608,000 +$8,368,498 $24.70 16
2017 Q3 1,710,038 $42,373,000 +$9,131,505 $24.78 14
2017 Q2 1,341,428 $33,073,789 +$13,122,209 $24.66 10
2017 Q1 809,507 $19,852,000 +$14,974,800 $24.52 9
2016 Q4 198,900 $4,880,000 +$1,121,686 $24.45 6
2016 Q3 151,085 $3,805,000 +$1,290,020 $25.19 5
2016 Q2 99,859 $2,513,000 +$2,513,002 $25.17 1