Q3 2014 13F Holders as of 9/30/2014
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Type / Class
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Equity / RIVRFRNT STR INC
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Number of holders
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17
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Total 13F shares, excl. options
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13.3M
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Shares change
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+2.99M
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Total reported value, excl. options
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$330M
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Value change
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+$74.3M
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Number of buys
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15
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Number of sells
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-1
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Price
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$24.83
Significant Holders of ALPS ETF TR - RIVRFRNT STR INC (RIGS) as of Q3 2014
18 filings reported holding RIGS - ALPS ETF TR - RIVRFRNT STR INC as of Q3 2014.
ALPS ETF TR - RIVRFRNT STR INC (RIGS) has 17 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 13.3M shares
.
Largest 10 shareholders include RiverFront Investment Group, LLC (12.1M shares), RAYMOND JAMES & ASSOCIATES (529K shares), BAIRD ROBERT W & CO INC /WI/ (152K shares), MORGAN STANLEY (141K shares), 3D ASSET MANAGEMENT, INC (109K shares), ROYAL BANK OF CANADA (69.2K shares), AMERICAN INTERNATIONAL GROUP INC (58.9K shares), ENVESTNET ASSET MANAGEMENT INC (49.4K shares), SUSQUEHANNA INTERNATIONAL GROUP, LLP (44.7K shares), and Janney Montgomery Scott LLC (12.1K shares).
This table shows the top 17 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.