Q3 2014 13F Holders as of 9/30/2014
-
Type / Class
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Equity / Common Stock
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Shares outstanding
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44M
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Number of holders
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43
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Total 13F shares, excl. options
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3.99M
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Shares change
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-144K
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Total reported value, excl. options
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$69.2M
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Value change
-
-$2.9M
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Number of buys
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23
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Number of sells
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-16
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Price
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$17.34
Significant Holders of ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) as of Q3 2014
46 filings reported holding AVK - ADVENT CONVERTIBLE & INCOME FUND - Common Stock as of Q3 2014.
ADVENT CONVERTIBLE & INCOME FUND - Common Stock (AVK) has 43 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 3.99M shares
of 44M outstanding shares and own 9.08% of the company stock.
Largest 10 shareholders include Parametric Portfolio Associates LLC (603K shares), Windsor Capital Management, LLC (450K shares), Advisors Asset Management, Inc. (443K shares), Oxbow Advisors, LLC (429K shares), GUGGENHEIM CAPITAL LLC (405K shares), Ameriprise Financial Inc (401K shares), MORGAN STANLEY (230K shares), Invesco Ltd. (220K shares), CREDIT SUISSE AG/ (125K shares), and RAYMOND JAMES & ASSOCIATES (89.6K shares).
This table shows the top 43 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.