Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) Institutional Ownership

13F Institutional Holders and Ownership History from Q1 2021 to Q4 2025

Type / Class
Equity / Beneficial Interest
Symbol
FRTY
Shares outstanding
5,480,577
Price per share
$21.05
All holders as of 30 Sep 2025
Q3 2025
Total 13F shares
4,127,763
Total reported value
$92,600,344
% of total 13F portfolios
0%
Share change
+469,993
Value change
+$10,653,380
Number of holders
30
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

Significant Owners of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) based on Schedule 13D/G filings

Filer Ownership Change % Holdings Value Net Change Nb Shares Change % Reporting Name Report Period
ALGER ASSOCIATES INC 0.1% -102% $132,979 -$5,660,868 6,541 -98% Alger Associates, Inc. 30 Nov 2025

As of 30 Sep 2025, 30 institutional investors reported holding 4,127,763 shares of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY). This represents 75% of the company’s total 5,480,577 outstanding shares.

Top 25 Institutional Shareholders

The largest institutional shareholders of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) together control 75% of the company’s outstanding shares — a level of ownership often associated with strong institutional conviction and long‑term capital commitment.

Institution Ownership % Shares Held Share Change % Portfolio % Holdings Value
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 23% 1,286,741 +3.3% 0.04% $28,970,972
UBS Group AG 13% 737,646 +15% 0% $16,512,206
FRED ALGER MANAGEMENT, LLC 5.2% 284,990 -0.11% 0.02% $6,379,512
Brookwood Investment Group LLC 5.2% 282,927 +48% 0.82% $6,333,323
RAYMOND JAMES FINANCIAL INC 4.5% 246,419 +12% 0% $5,516,089
Prosperity Financial Group, Inc. 3.4% 187,151 +0.32% 1.5% $4,189,375
LPL Financial LLC 3.2% 177,459 +1291% 0% $3,972,419
COMMONWEALTH EQUITY SERVICES, LLC 2.3% 125,619 +8.5% 0% $2,812,000
Castle Rock Wealth Management, LLC 2.2% 119,899 +2.3% 0.6% $2,717,515
FLAGSHIP HARBOR ADVISORS, LLC 1.5% 83,292 +9.5% 0.08% $1,864,491
Sargent Investment Group, LLC 1.4% 77,168 0% 0.25% $1,727,406
CREATIVE FINANCIAL DESIGNS INC /ADV 1.3% 72,778 -2.1% 0.11% $1,629,142
Keystone Financial Services, LLC 1.1% 58,225 +2.8% 0.91% $1,303,367
ENVESTNET ASSET MANAGEMENT INC 0.94% 51,353 +36% 0% $1,149,537
Whipplewood Advisors, LLC 0.91% 49,758 +6.8% 0.73% $1,113,833
NewEdge Advisors, LLC 0.85% 46,630 +5.5% 0% $1,043,813
&PARTNERS 0.63% 34,313 +6.6% 0% $768,096
Worth Financial Advisory Group, LLC 0.57% 31,384 +31% 0.39% $702,531
Balentine LLC 0.56% 30,510 0.03% $682,966
Independent Wealth Network Inc. 0.48% 26,156 -32% 0.19% $585,502
ROYAL BANK OF CANADA 0.46% 25,475 +17% 0% $570,000
DAVENPORT & Co LLC 0.46% 25,418 +12% 0% $568,991
HighTower Advisors, LLC 0.42% 23,202 +20% 0% $519,371
Cambridge Investment Research Advisors, Inc. 0.34% 18,867 +0.88% 0% $422,000
TRUIST FINANCIAL CORP 0.22% 12,000 0% $268,609

Institutional Holders of Alger Mid Cap 40 ETF, a series of The Alger ETF Trust - Beneficial Interest (FRTY) across Reporting Periods

Period Reported Shares, Excl. Options Value, Excl. Options Value Change Price (Median) Investors
2025 Q4 1,374,769 $30,618,059 +$1,388,588 $21.05 4
2025 Q3 4,127,763 $92,600,344 +$10,653,380 $22.38 30
2025 Q2 3,657,770 $70,174,782 +$717,249 $19.22 33
2025 Q1 3,656,697 $58,239,429 +$10,284,630 $15.92 28
2024 Q4 2,542,657 $47,801,700 +$8,563,440 $18.70 19
2024 Q3 2,056,482 $35,246,489 +$12,600,436 $17.12 17
2024 Q2 1,323,850 $21,261,486 +$3,627,176 $16.06 13
2024 Q1 1,098,049 $17,389,852 -$344,807 $15.87 12
2023 Q4 1,120,145 $15,067,022 -$204,124 $13.48 13
2023 Q3 1,135,332 $13,746,934 +$1,728,513 $12.12 13
2023 Q2 992,152 $12,906,878 -$2,879,882 $13.02 10
2023 Q1 1,212,066 $14,780,397 -$784,273 $12.18 11
2022 Q4 1,284,997 $14,846,689 +$3,330,042 $11.54 13
2022 Q3 996,285 $11,819,000 +$1,099,996 $11.75 8
2022 Q2 900,378 $11,734,000 -$126,233 $13.03 9
2022 Q1 899,307 $15,376,000 -$802,485 $17.05 12
2021 Q4 918,031 $18,312,000 -$2,790,123 $19.97 9
2021 Q3 1,018,292 $23,189,000 +$2,523,867 $22.64 7
2021 Q2 901,397 $18,851,000 +$6,559,366 $20.88 6
2021 Q1 588,604 $11,775,000 +$11,774,008 $20.13 4