APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2024 to Q4 2025

Type / Class
Debt / NOTE 2.750% 1/1
Market price (% of par)
5756.8%
All holders as of 30 Sep 2025
Q3 2025
Total 13F principal
$90,307,901
Total reported market value
$118,117,840
Principal change
-$1,337,030
Market value change
-$3,140,137
Number of holders
14
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

As of 30 Sep 2025, 14 institutional investors reported holding $90,307,901 in principal (par value) of APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1.

Institutional Holders of APPLIED OPTOELECTRONICS INC - NOTE 2.750% 1/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2025 Q4 $24,000 $1,381,630 +$14,630 5756.8% 2
2025 Q3 $90,307,901 $118,117,840 -$3,140,137 100.24% 14
2025 Q2 $89,678,931 $127,493,741 -$86,466 98.23% 13
2025 Q1 $85,872,431 $95,254,395 -$14,456,267 77.77% 12
2024 Q4 $91,179,849 $143,210,543 +$139,871,983 111.67% 9