| Filer | Ownership | Change % | Holdings Value | Net Change | Nb Shares | Change % | Reporting Name | Report Period |
|---|---|---|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 10% | $48,391,088 | 4,586,833 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 31 Dec 2024 |
| Filer | Ownership | Nb Shares | Share Change % | Portfolio % | Holdings Value |
|---|---|---|---|---|---|
| RIVERNORTH CAPITAL MANAGEMENT, LLC | 10% | 4,572,623 | +0.01% | 2.8% | $48,286,901 |
| MORGAN STANLEY | 3.3% | 1,500,142 | +7.4% | 0% | $15,841,513 |
| GUGGENHEIM CAPITAL LLC | 1.6% | 731,672 | -13% | 0.06% | $7,726,457 |
| MACKAY SHIELDS LLC | 1.6% | 712,123 | -4.4% | 0.26% | $7,520,019 |
| Pathstone Holdings, LLC | 1.5% | 693,632 | +3.3% | 0.03% | $7,324,759 |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 1.2% | 559,426 | +35% | 0.44% | $5,907,539 |
| Congress Park Capital LLC | 0.98% | 450,000 | -38% | 1.5% | $4,752,000 |
| SIT INVESTMENT ASSOCIATES INC | 0.85% | 389,463 | +33% | 0.08% | $4,113,000 |
| Rareview Capital LLC | 0.82% | 374,013 | +88% | 2.3% | $3,755,094 |
| LPL Financial LLC | 0.78% | 358,706 | +43% | 0% | $3,787,939 |
| Hennion & Walsh Asset Management, Inc. | 0.77% | 354,399 | +11% | 0.14% | $3,742,453 |
| VAN ECK ASSOCIATES CORP | 0.66% | 300,259 | +4.7% | 0% | $3,171,000 |
| Fiera Capital Corp | 0.61% | 281,182 | -0.69% | 0.01% | $2,969,282 |
| BROWN BROTHERS HARRIMAN & CO | 0.51% | 235,344 | 0% | 0.02% | $2,485,233 |
| Karpus Management, Inc. | 0.46% | 209,271 | +12% | 0.07% | $2,209,902 |
| BANK OF AMERICA CORP /DE/ | 0.46% | 208,830 | +5.6% | 0% | $2,205,251 |
| UBS Group AG | 0.44% | 203,411 | +9.3% | 0% | $2,148,020 |
| WELLS FARGO & COMPANY/MN | 0.42% | 190,439 | -0.67% | 0% | $2,011,031 |
| COMMONWEALTH EQUITY SERVICES, LLC | 0.39% | 179,801 | +19% | 0% | $1,899,000 |
| Rockefeller Capital Management L.P. | 0.34% | 155,495 | +160% | 0% | $1,642,033 |
| ENVESTNET ASSET MANAGEMENT INC | 0.33% | 152,075 | -11% | 0% | $1,605,916 |
| PARK AVENUE SECURITIES LLC | 0.31% | 141,508 | -12% | 0.01% | $1,494,000 |
| Intellectus Partners, LLC | 0.29% | 132,500 | +2.3% | 0.27% | $1,406,421 |
| RAYMOND JAMES FINANCIAL INC | 0.28% | 128,784 | -2.4% | 0% | $1,359,956 |
| Allspring Global Investments Holdings, LLC | 0.28% | 128,222 | 0% | $1,354,024 |
| Period | Reported Shares, Excl. Options | Value, Excl. Options | Value Change | Price (% of par) | Investors |
|---|---|---|---|---|---|
| 2025 Q4 | 237,062 | $2,486,677 | +$18,047 | 1,049% | 5 |
| 2025 Q3 | 15,458,062 | $163,051,664 | +$3,707,605 | 1,056% | 103 |
| 2025 Q2 | 15,104,472 | $151,638,781 | +$5,297,820 | 1,004% | 99 |
| 2025 Q1 | 14,573,716 | $153,804,797 | +$8,943,518 | 1,055% | 95 |
| 2024 Q4 | 13,762,984 | $143,217,071 | +$5,659,443 | 1,039% | 100 |
| 2024 Q3 | 13,079,300 | $149,442,979 | -$5,091,181 | 1,143% | 91 |
| 2024 Q2 | 13,562,498 | $147,190,097 | -$6,254,248 | 1,085% | 95 |
| 2024 Q1 | 14,113,404 | $156,079,569 | -$22,366,738 | 1,106% | 87 |
| 2023 Q4 | 321,690 | $3,467,818 | 1,078% | 1 | |
| 2023 Q3 | 15,074,147 | $138,394,121 | +$9,908,525 | 918% | 97 |
| 2023 Q2 | 13,936,338 | $145,584,624 | +$3,828,932 | 1,044% | 95 |
| 2023 Q1 | 13,622,823 | $146,426,768 | +$6,957,261 | 1,075% | 93 |
| 2022 Q4 | 12,994,549 | $135,554,402 | +$32,859,925 | 1,041% | 95 |
| 2022 Q3 | 9,778,928 | $97,224,940 | +$9,954,607 | 994% | 83 |
| 2022 Q2 | 8,774,105 | $97,829,686 | +$13,914,030 | 1,113.83% | 82 |
| 2022 Q1 | 7,970,516 | $100,158,946 | +$14,246,758 | 1,262.97% | 81 |
| 2021 Q4 | 6,719,288 | $98,592,700 | +$7,365,734 | 1,470% | 76 |
| 2021 Q3 | 6,067,737 | $90,074,850 | -$7,301,433 | 1,485% | 71 |
| 2021 Q2 | 6,555,500 | $99,038,100 | -$2,958,954 | 1,510.13% | 71 |
| 2021 Q1 | 6,446,095 | $92,617,220 | +$3,498,628 | 1,434.97% | 74 |
| 2020 Q4 | 6,184,558 | $88,701,000 | +$715,171 | 1,435.02% | 69 |
| 2020 Q3 | 6,061,595 | $81,360,000 | +$2,859,497 | 1,342% | 63 |
| 2020 Q2 | 5,819,055 | $79,148,000 | +$6,403,442 | 1,359.14% | 58 |
| 2020 Q1 | 5,264,135 | $66,880,000 | +$2,532,946 | 1,270.97% | 63 |
| 2019 Q4 | 5,048,239 | $74,810,000 | +$3,392,024 | 1,481.66% | 57 |
| 2019 Q3 | 4,840,905 | $72,077,000 | -$1,970,695 | 1,488.72% | 52 |
| 2019 Q2 | 5,013,717 | $71,616,000 | -$3,259,156 | 1,437.83% | 62 |
| 2019 Q1 | 5,257,238 | $73,221,000 | -$4,544,382 | 1,393.89% | 61 |
| 2018 Q4 | 5,523,495 | $69,173,000 | +$9,195,239 | 1,251.98% | 64 |
| 2018 Q3 | 4,656,756 | $61,159,000 | -$1,582,237 | 1,313.08% | 56 |
| 2018 Q2 | 4,863,344 | $64,787,000 | +$5,121,289 | 1,332.08% | 56 |
| 2018 Q1 | 4,477,948 | $59,900,619 | +$4,453,541 | 1,336.98% | 56 |
| 2017 Q4 | 4,150,662 | $60,274,821 | +$2,011,514 | 1,452.14% | 54 |
| 2017 Q3 | 3,983,960 | $59,990,124 | -$516,078 | 1,505.96% | 52 |
| 2017 Q2 | 3,985,439 | $59,698,981 | +$1,298,234 | 1,499% | 53 |
| 2017 Q1 | 3,897,544 | $55,889,513 | -$2,759,214 | 1,437% | 52 |
| 2016 Q4 | 4,095,297 | $57,922,140 | +$458,003 | 1,413.94% | 54 |
| 2016 Q3 | 4,017,512 | $63,488,880 | +$1,587,002 | 1,588% | 47 |
| 2016 Q2 | 3,928,964 | $63,174,000 | +$2,385,224 | 1,609.12% | 44 |
| 2016 Q1 | 3,684,609 | $57,126,000 | -$207,043 | 1,550% | 46 |
| 2015 Q4 | 3,806,099 | $56,618,000 | +$5,982,044 | 1,487.08% | 47 |
| 2015 Q3 | 3,548,495 | $50,427,000 | +$3,921,620 | 1,420.95% | 46 |
| 2015 Q2 | 3,273,961 | $45,334,136 | -$50,242 | 1,384.05% | 41 |
| 2015 Q1 | 3,167,868 | $48,088,257 | +$1,816,328 | 1,518.03% | 38 |
| 2014 Q4 | 3,162,019 | $46,601,769 | -$1,373,723 | 1,473.87% | 43 |
| 2014 Q3 | 3,204,640 | $45,482,145 | +$1,353,634 | 1,419% | 41 |
| 2014 Q2 | 2,997,160 | $43,128,791 | -$762,206 | 1,438.9% | 37 |
| 2014 Q1 | 3,162,589 | $43,480,594 | +$6,820,402 | 1,374.81% | 39 |