CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1 Institutional Ownership

13F Institutional Holders and Ownership History from Q4 2024 to Q4 2025

Type / Class
Debt / NOTE 5.125%11/1
Market price (% of par)
99.18%
All holders as of 30 Sep 2025
Q3 2025
Total 13F principal
$188,068,374
Total reported market value
$186,661,696
Principal change
+$6,663,573
Market value change
+$3,845,691
Number of holders
30
Reported Shares, Excluding Options vs Price
Reported Value, Excluding Options
Total Investors

As of 30 Sep 2025, 30 institutional investors reported holding $188,068,374 in principal (par value) of CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1.

Institutional Holders of CAPITAL SOUTHWEST CORP - NOTE 5.125%11/1 across Reporting Periods

Period Principal Value Change Price (% of par) (Median) Investors
2025 Q4 $33,824,000 $33,550,094 -$21,429,092 99.18% 10
2025 Q3 $188,068,374 $186,661,696 +$3,845,691 99.0% 30
2025 Q2 $181,464,801 $206,544,409 -$4,081,505 98.79% 31
2025 Q1 $185,397,204 $180,951,459 +$19,218,189 97.56% 31
2024 Q4 $165,579,794 $161,143,700 +$153,768,749 97.36% 34